We are live on ! Find out more
RIGS icon

ALPS Strategic Income Fund

63 hedge funds and large institutions have $103M invested in ALPS Strategic Income Fund in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

18% more capital invested

Capital invested by funds: $87.5M → $103M (+$15.6M)

13% more funds holding

Funds holding: 5663 (+7)

5.04% more ownership

Funds ownership: 53.74%58.78% (+5%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
63
Holders Change
+7
Holders Change %
+12.5%
% of All Funds
1.24%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
26
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.9M +$3.96M +159,081 +44%
RIG
2
RiverFront Investment Group
Virginia
$9.2M -$406K -16,341 -4%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$8.17M -$522 -21 -0%
GFPC
4
Global Financial Private Capital
Florida
$7.87M +$1.1M +44,197 +16%
Truist Financial
5
Truist Financial
North Carolina
$6.26M +$6.26M +251,901 New
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$5.11M +$5.09M +204,846 New
VC
7
Vicus Capital
Pennsylvania
$4.18M +$48.8K +1,963 +1%
GLA
8
Good Life Advisors
Pennsylvania
$3.57M +$75.7K +3,044 +2%
FF
9
Fluent Financial
Texas
$3.44M -$144K -5,783 -4%
CWM
10
Cornerstone Wealth Management
Missouri
$3.41M -$262K -10,520 -7%
SIA
11
Strategic Investment Advisors
Michigan
$3.26M +$227K +9,119 +7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.19M +$1.16M +46,696 +57%
LPL Financial
13
LPL Financial
California
$2.68M +$593K +23,831 +28%
FFN
14
Focus Financial Network
Minnesota
$2.19M +$873K +35,114 +66%
RJA
15
Raymond James & Associates
Florida
$1.77M -$55.6K -2,236 -3%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$1.75M +$437K +17,558 +33%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.6M +$50.6K +2,034 +3%
SPIA
18
Steward Partners Investment Advisory
New York
$1.55M -$24.7K -992 -2%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.42M +$34.7K +1,394 +3%
CCFM
20
Clear Creek Financial Management
Washington
$1.34M -$6.67K -268 -0.5%
PFS
21
Prospera Financial Services
Texas
$1.16M -$101K -4,047 -8%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.12M +$171K +6,883 +18%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$1.11M +$57.1K +2,298 +5%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.06M +$743K +29,867 +231%
SPC
25
Sigma Planning Corp
Michigan
$980K +$53.2K +2,140 +6%

RIGS Hedge Fund Activity: Q4 2019 in Review

63 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2019, worth a combined $103M — up 18% from $87.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RIGS positions and 5 closed out — a net gain of 8 holders — while 26 added to existing stakes and 17 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $6.26M. The largest seller was Jane Street, cutting an estimated $2.21M.

  • 63 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2019, up from 56 in Q3 2019.
  • Funds reported $103M of ALPS Strategic Income Fund stock for Q4 2019, up 18% quarter-over-quarter.
  • 13 funds opened new ALPS Strategic Income Fund positions in Q4 2019 and 5 closed out, a net change of +8 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2019 was Truist Financial, an estimated $6.26M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2019 was Jane Street, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2019.