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ALPS Strategic Income Fund

46 hedge funds and large institutions have $74.9M invested in ALPS Strategic Income Fund in 2021 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

36% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 14

10% more funds holding

Funds holding: 4246 (+4)

1% less capital invested

Capital invested by funds: $75.8M → $74.9M (-$924K)

3.03% less ownership

Funds ownership: 54.73%51.7% (-3%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
19
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$27M +$2.17M +88,152 +9%
TC
2
TAP Consulting
Missouri
$8.05M +$2.41M +97,942 +43%
RIG
3
RiverFront Investment Group
Virginia
$4.97M +$2.38M +96,703 +92%
Koshinski Asset Management
4
Koshinski Asset Management
Illinois
$3.52M -$212K -8,611 -6%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.5M +$1.28M +52,134 +58%
Morgan Stanley
6
Morgan Stanley
New York
$3.29M -$176K -7,133 -5%
Truist Financial
7
Truist Financial
North Carolina
$2.63M +$922K +37,395 +54%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$2.19M +$38.6K +1,566 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.06M +$137K +5,563 +7%
WGCA
10
Wolf Group Capital Advisors
Virginia
$1.49M +$988K +40,091 +196%
MF
11
Meridian Financial
Massachusetts
$1.38M +$1.38M +56,075 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.16M -$270K -10,948 -19%
CAN
13
Cetera Advisor Networks
California
$1.01M -$120K -4,850 -11%
AFP
14
Ausdal Financial Partners
Iowa
$987K +$74.9K +3,038 +8%
UBS Group
15
UBS Group
Switzerland
$953K -$58.1K -2,357 -6%
RJA
16
Raymond James & Associates
Florida
$910K +$129K +5,214 +16%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$904K -$77.6K -3,149 -8%
AssetMark Inc
18
AssetMark Inc
California
$831K -$13.9K -562 -2%
IA
19
IFG Advisory
Georgia
$706K +$112K +4,555 +19%
LPL Financial
20
LPL Financial
California
$704K -$164K -6,649 -19%
PFS
21
Prospera Financial Services
Texas
$656K +$323K +13,098 +97%
Jane Street
22
Jane Street
New York
$579K +$264K +10,728 +84%
CAC
23
Certified Advisory Corp
Florida
$558K +$2.46K +100 +0.4%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$554K -$10.8K -438 -2%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$493K

RIGS Hedge Fund Activity: Q4 2021 in Review

46 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2021, worth a combined $74.9M — down 1.2% from $75.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RIGS positions and 4 closed out — a net gain of 5 holders — while 19 added to existing stakes and 14 trimmed.

The largest buyer was TAP Consulting, adding an estimated $2.41M. The largest seller was Harbour Investments, cutting an estimated $2.42M.

  • 46 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2021, up from 42 in Q3 2021.
  • Funds reported $74.9M of ALPS Strategic Income Fund stock for Q4 2021, down 1.2% quarter-over-quarter.
  • 9 funds opened new ALPS Strategic Income Fund positions in Q4 2021 and 4 closed out, a net change of +5 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2021 was TAP Consulting, an estimated $2.41M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2021 was Harbour Investments, an estimated $2.42M sold.

Based on aggregated 13F filings for Q4 2021.