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ALPS Strategic Income Fund

49 hedge funds and large institutions have $73.7M invested in ALPS Strategic Income Fund in 2023 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

7% more funds holding

Funds holding: 4649 (+3)

1.91% more ownership

Funds ownership: 68.36%70.28% (+1.9%)

0% more capital invested

Capital invested by funds: $73.4M → $73.7M (+$290K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

27% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 22

Holders
49
Holders Change
+3
Holders Change %
+6.52%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
6
Increased
16
Reduced
22
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.3M +$9.41M +420,897 +176%
ECA
2
Elevated Capital Advisors
Utah
$9.01M +$11.2K +501 +0.1%
RIG
3
RiverFront Investment Group
Virginia
$4.73M -$66.3K -2,965 -1%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.64M -$429K -19,172 -9%
Osaic Holdings
5
Osaic Holdings
Arizona
$3.25M -$507K -22,695 -14%
CAC
6
Certified Advisory Corp
Florida
$2.92M -$121K -5,410 -4%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$2.75M +$875K +39,123 +49%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.71M -$166K -7,435 -6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.61M +$60.3K +2,699 +2%
UBS Group
10
UBS Group
Switzerland
$2.24M -$1.55M -69,335 -42%
Jane Street
11
Jane Street
New York
$2.06M +$1.99M +88,852 New
Truist Financial
12
Truist Financial
North Carolina
$1.99M -$57.5K -2,574 -3%
MF
13
Meridian Financial
Massachusetts
$1.74M +$67.1K +3,003 +4%
PFS
14
Prospera Financial Services
Texas
$1.68M +$11K +493 +0.7%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.55M +$103K +4,610 +7%
CWM
16
Capital Wealth Management
Rhode Island
$1.52M -$23.9K -1,067 -2%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.18M
AFG
18
Arkansas Financial Group
Arkansas
$1.13M +$89K +3,983 +9%
RJA
19
Raymond James & Associates
Florida
$1.05M -$78.8K -3,527 -7%
PAG
20
Private Advisor Group
New Jersey
$881K +$5.21K +233 +0.6%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$819K +$117K +5,213 +17%
CAN
22
Cetera Advisor Networks
California
$730K -$490K -21,906 -41%
AFP
23
Ausdal Financial Partners
Iowa
$695K -$16.3K -728 -2%
FP
24
Fiduciary Planning
Florida
$631K -$6.15M -275,142 -91%
LPL Financial
25
LPL Financial
California
$619K -$48.3K -2,159 -7%

RIGS Hedge Fund Activity: Q4 2023 in Review

49 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2023, worth a combined $73.7M — up 0.39% from $73.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RIGS positions and 2 closed out — a net gain of 4 holders — while 16 added to existing stakes and 22 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.41M. The largest seller was Aptus Capital Advisors, exiting entirely with an estimated $6.6M sold.

  • 49 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2023, up from 46 in Q3 2023.
  • Funds reported $73.7M of ALPS Strategic Income Fund stock for Q4 2023, up 0.39% quarter-over-quarter.
  • 6 funds opened new ALPS Strategic Income Fund positions in Q4 2023 and 2 closed out, a net change of +4 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2023 was Morgan Stanley, an estimated $9.41M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2023 was Aptus Capital Advisors, an estimated $6.6M sold.

Based on aggregated 13F filings for Q4 2023.