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ALPS Strategic Income Fund

40 hedge funds and large institutions have $51.5M invested in ALPS Strategic Income Fund in 2024 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

3% more funds holding

Funds holding: 3940 (+1)

3.9% less ownership

Funds ownership: 60.2%56.3% (-3.9%)

10% less capital invested

Capital invested by funds: $57M → $51.5M (-$5.47M)

20% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 15

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
12
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.05M +$697K +30,031 +11%
LPL Financial
2
LPL Financial
California
$6.93M +$260K +11,186 +4%
ECA
3
Elevated Capital Advisors
Utah
$6.43M -$6.58M -283,661 -51%
RIG
4
RiverFront Investment Group
Virginia
$4.76M -$45.5K -1,959 -1%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$2.66M -$109K -4,687 -4%
CAC
6
Certified Advisory Corp
Florida
$2.63M -$90.8K -3,913 -3%
PFS
7
Prospera Financial Services
Texas
$2.05M -$28.1K -1,212 -1%
MF
8
Meridian Financial
Massachusetts
$2.03M +$48.5K +2,089 +2%
AFG
9
Arkansas Financial Group
Arkansas
$1.9M +$248K +10,686 +15%
Truist Financial
10
Truist Financial
North Carolina
$1.55M -$172K -7,404 -10%
Koshinski Asset Management
11
Koshinski Asset Management
Illinois
$1.54M +$87.3K +3,759 +6%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.2M
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.03M +$96K +4,134 +10%
Goldman Sachs
14
Goldman Sachs
New York
$982K +$970K +41,807 New
PAG
15
Private Advisor Group
New Jersey
$978K +$604 +26 +0.1%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$891K -$6.31K -272 -0.7%
Osaic Holdings
17
Osaic Holdings
Arizona
$785K +$120K +5,167 +18%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$699K -$17.4K -751 -2%
AFP
19
Ausdal Financial Partners
Iowa
$665K +$6.04K +260 +0.9%
IA
20
IFG Advisory
Georgia
$577K +$5.87K +253 +1%
WGCA
21
Wolf Group Capital Advisors
Virginia
$559K +$571K +24,615 New
KAS
22
Kestra Advisory Services
Texas
$510K -$70.3K -3,027 -12%
EH
23
Equitable Holdings
New York
$496K +$6.17K +266 +1%
PA
24
PFG Advisors
Arizona
$416K -$81K -3,491 -16%
TC
25
TAP Consulting
Missouri
$414K

RIGS Hedge Fund Activity: Q3 2024 in Review

40 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2024, worth a combined $51.5M — down 9.6% from $57M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RIGS positions and 4 closed out — a net gain of 2 holders — while 12 added to existing stakes and 15 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $970K. The largest seller was Elevated Capital Advisors, cutting an estimated $6.58M.

  • 40 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2024, up from 39 in Q2 2024.
  • Funds reported $51.5M of ALPS Strategic Income Fund stock for Q3 2024, down 9.6% quarter-over-quarter.
  • 6 funds opened new ALPS Strategic Income Fund positions in Q3 2024 and 4 closed out, a net change of +2 holders.
  • The largest ALPS Strategic Income Fund buyer in Q3 2024 was Goldman Sachs, an estimated $970K added.
  • The largest ALPS Strategic Income Fund seller in Q3 2024 was Elevated Capital Advisors, an estimated $6.58M sold.

Based on aggregated 13F filings for Q3 2024.