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ALPS Strategic Income Fund

52 hedge funds and large institutions have $167M invested in ALPS Strategic Income Fund in 2018 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

18% more funds holding

Funds holding: 4452 (+8)

11.41% less ownership

Funds ownership: 82.43%71.02% (-11%)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

40% less capital invested

Capital invested by funds: $280M → $167M (-$113M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
52
Holders Change
+8
Holders Change %
+18.18%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
15
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$63.1M -$90.9M -3,659,424 -59%
RJA
2
Raymond James & Associates
Florida
$13.1M -$20.9M -839,945 -61%
Stifel Financial
3
Stifel Financial
Missouri
$10.1M +$98K +3,946 +1%
BTS
4
BB&T Securities
Virginia
$9.82M -$5.34M -214,973 -35%
Morgan Stanley
5
Morgan Stanley
New York
$9.59M +$1.37M +55,286 +17%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$9.15M +$2.73M +109,943 +42%
GFPC
7
Global Financial Private Capital
Florida
$5.83M +$3.07M +123,784 +109%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.85M -$2.96M -119,319 -38%
Jane Street
9
Jane Street
New York
$4.3M +$4.34M +174,704 New
GLA
10
Good Life Advisors
Pennsylvania
$4.26M +$669K +26,917 +18%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$4.15M -$6.97M -280,431 -62%
Koshinski Asset Management
12
Koshinski Asset Management
Illinois
$4M -$500K -20,117 -11%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$3.41M +$3.45M +138,827 New
CWM
14
Cornerstone Wealth Management
Missouri
$2.8M +$285K +11,490 +11%
SPIA
15
Steward Partners Investment Advisory
New York
$2.69M +$941K +37,892 +53%
VC
16
Vicus Capital
Pennsylvania
$1.9M -$193K -7,776 -9%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.82M +$471K +18,946 +34%
LPL Financial
18
LPL Financial
California
$1.64M +$1.25M +50,176 +303%
UBS Group
19
UBS Group
Switzerland
$1.64M -$208K -8,391 -11%
IA
20
IFG Advisory
Georgia
$1.16M -$3.6K -145 -0.3%
CIBC World Market
21
CIBC World Market
Ontario, Canada
$916K +$3.35K +135 +0.4%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$869K -$313K -12,617 -26%
SPC
23
Sigma Planning Corp
Michigan
$839K +$847K +34,109 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$713K +$97.4K +3,922 +16%
PFS
25
Prospera Financial Services
Texas
$519K +$525K +21,117 New

RIGS Hedge Fund Activity: Q1 2018 in Review

52 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2018, worth a combined $167M — down 40% from $280M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RIGS positions and 4 closed out — a net gain of 9 holders — while 15 added to existing stakes and 18 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $4.34M. The largest seller was RiverFront Investment Group, cutting an estimated $90.9M.

  • 52 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2018, up from 44 in Q4 2017.
  • Funds reported $167M of ALPS Strategic Income Fund stock for Q1 2018, down 40% quarter-over-quarter.
  • 13 funds opened new ALPS Strategic Income Fund positions in Q1 2018 and 4 closed out, a net change of +9 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2018 was Jane Street, an estimated $4.34M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2018 was RiverFront Investment Group, an estimated $90.9M sold.

Based on aggregated 13F filings for Q1 2018.