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ALPS Strategic Income Fund

24 hedge funds and large institutions have $561M invested in ALPS Strategic Income Fund in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

275% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 4

41% more capital invested

Capital invested by funds: $396M → $561M (+$164M)

9% more funds holding

Funds holding: 2224 (+2)

1.18% more ownership

Funds ownership: 78.88%80.06% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
4
Increased
15
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$309M +$76M +3,026,442 +33%
BTS
2
BB&T Securities
Virginia
$191M +$6.56M +261,256 +52%
RJA
3
Raymond James & Associates
Florida
$18.2M +$9.08M +361,502 +100%
B
4
Baird
Wisconsin
$14.1M +$6.06M +241,042 +76%
3AM
5
3D Asset Management
Connecticut
$10.9M +$172K +6,842 +2%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$4.92M +$429K +17,078 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.15M +$1.18M +46,887 +60%
Morgan Stanley
8
Morgan Stanley
New York
$2.83M +$705K +28,054 +33%
TC
9
Trust Company
Kansas
$1.04M +$1.03M +41,138 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$804K -$2.61M -103,895 -77%
Jane Street
11
Jane Street
New York
$571K -$134K -5,315 -19%
AIG
12
American International Group
New York
$558K -$658K -26,196 -54%
WT
13
Whittier Trust
California
$513K +$511K +20,360 New
AI
14
Atria Investments
North Carolina
$506K +$9.85K +392 +2%
S
15
SignatureFD
Georgia
$487K +$122K +4,867 +34%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$442K +$120K +4,794 +38%
SWP
17
Stratos Wealth Partners
Ohio
$339K +$38.8K +1,546 +13%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$311K +$703 +28 +0.2%
MFS
19
MSI Financial Services
Massachusetts
$284K -$42.9K -1,708 -13%
UBS Group
20
UBS Group
Switzerland
$218K +$217K +8,626 New
HI
21
Hudock Inc
Pennsylvania
$67K +$18.7K +744 +39%
Wells Fargo
22
Wells Fargo
California
$34K +$33.6K +1,339 New
WEC
23
Winslow Evans & Crocker
Massachusetts
$12.8K +$100 +4 +0.8%
Bank of America
24
Bank of America
North Carolina
-$8K -329 Closed

RIGS Hedge Fund Activity: Q1 2015 in Review

24 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2015, worth a combined $561M — up 41% from $396M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RIGS positions and 1 closed out — a net gain of 3 holders — while 15 added to existing stakes and 4 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $76M. The largest seller was Susquehanna International Group, cutting an estimated $2.61M.

  • 24 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2015, up from 22 in Q4 2014.
  • Funds reported $561M of ALPS Strategic Income Fund stock for Q1 2015, up 41% quarter-over-quarter.
  • 4 funds opened new ALPS Strategic Income Fund positions in Q1 2015 and 1 closed out, a net change of +3 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2015 was RiverFront Investment Group, an estimated $76M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2015 was Susquehanna International Group, an estimated $2.61M sold.

Based on aggregated 13F filings for Q1 2015.