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ALPS Strategic Income Fund

29 hedge funds and large institutions have $394M invested in ALPS Strategic Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.21% more ownership

Funds ownership: 89.92%90.13% (+0.21%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less capital invested

Capital invested by funds: $410M → $394M (-$15.6M)

8% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 12

9% less funds holding

Funds holding: 3229 (-3)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
29
Holders Change
-3
Holders Change %
-9.38%
% of All Funds
0.77%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
11
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$271M +$6.03M +249,952 +2%
RJA
2
Raymond James & Associates
Florida
$61.1M +$2.41M +99,683 +4%
BTS
3
BB&T Securities
Virginia
$19.3M +$1.52M +63,021 +9%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.76M +$592K +24,510 +7%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$7.82M -$4.7M -194,845 -38%
Morgan Stanley
6
Morgan Stanley
New York
$6.38M -$1.52M -62,894 -19%
UBS Group
7
UBS Group
Switzerland
$4.65M +$485K +20,109 +12%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$3.48M -$957K -39,637 -22%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.7M -$4.44M -184,036 -62%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.61M +$676K +28,021 +36%
VC
11
Vicus Capital
Pennsylvania
$999K +$248K +10,255 +34%
Jane Street
12
Jane Street
New York
$851K -$533K -22,065 -39%
VKH
13
Virtu KCG Holdings
New York
$848K +$235K +9,741 +39%
CWM
14
Cornerstone Wealth Management
Missouri
$684K +$671K +27,802 New
MFS
15
MSI Financial Services
Massachusetts
$459K -$206K -8,520 -31%
FA
16
FDx Advisors
Illinois
$437K +$9.32K +386 +2%
S
17
SignatureFD
Georgia
$378K -$8.45K -350 -2%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$358K -$7.55M -312,881 -96%
AIG
19
American International Group
New York
$355K -$55.9K -2,318 -14%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$314K -$150K -6,195 -33%
SWP
21
Stratos Wealth Partners
Ohio
$284K +$6.25K +259 +2%
Stifel Financial
22
Stifel Financial
Missouri
$256K +$253K +10,481 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$227K +$224K +9,295 New
AWMS
24
Advocacy Wealth Management Services
Georgia
$83K +$81.9K +3,393 New
HI
25
Hudock Inc
Pennsylvania
$62K -$3.74K -155 -6%

RIGS Hedge Fund Activity: Q1 2016 in Review

29 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2016, worth a combined $394M — down 3.8% from $410M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RIGS and 5 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 11 added.

The largest buyer was RiverFront Investment Group, adding an estimated $6.03M. The largest seller was 3D Asset Management, exiting entirely with an estimated $11.6M sold.

  • 29 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2016, down from 32 in Q4 2015.
  • Funds reported $394M of ALPS Strategic Income Fund stock for Q1 2016, down 3.8% quarter-over-quarter.
  • 5 funds opened new ALPS Strategic Income Fund positions in Q1 2016 and 7 closed out, a net change of -2 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2016 was RiverFront Investment Group, an estimated $6.03M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2016 was 3D Asset Management, an estimated $11.6M sold.

Based on aggregated 13F filings for Q1 2016.