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ALPS Strategic Income Fund

52 hedge funds and large institutions have $71.4M invested in ALPS Strategic Income Fund in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 29 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 5452 (-2)

4.4% less ownership

Funds ownership: 60.32%55.91% (-4.4%)

16% less capital invested

Capital invested by funds: $85M → $71.4M (-$13.5M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

62% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 29

Holders
52
Holders Change
-2
Holders Change %
-3.7%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
29
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.87M -$3.52M -148,883 -29%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$6.32M -$1.4M -59,356 -19%
GFPC
3
Global Financial Private Capital
Florida
$5.4M -$952K -40,216 -15%
RIG
4
RiverFront Investment Group
Virginia
$5.29M -$2.69M -113,547 -35%
Koshinski Asset Management
5
Koshinski Asset Management
Illinois
$4.21M -$308K -13,036 -7%
Citadel Advisors
6
Citadel Advisors
Florida
$4.01M +$2.52M +106,614 +188%
Truist Financial
7
Truist Financial
North Carolina
$3.85M -$2.03M -85,844 -35%
FF
8
Fluent Financial
Texas
$3.31M -$53.8K -2,274 -2%
SIA
9
Strategic Investment Advisors
Michigan
$3.22M -$13.5K -570 -0.4%
Jane Street
10
Jane Street
New York
$2.36M -$3.52M -148,705 -61%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$2.01M -$306K -12,917 -14%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.97M +$224K +9,485 +13%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.88M -$54.5K -2,304 -3%
Stifel Financial
14
Stifel Financial
Missouri
$1.58M +$597K +25,228 +65%
SPIA
15
Steward Partners Investment Advisory
New York
$1.46M -$4.19K -177 -0.3%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.28M +$186K +7,878 +18%
CWM
17
Cornerstone Wealth Management
Missouri
$1.22M -$568K -24,001 -33%
RJA
18
Raymond James & Associates
Florida
$1.17M -$562K -23,759 -33%
SPC
19
Sigma Planning Corp
Michigan
$1.1M +$142K +6,008 +15%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.02M -$718K -30,346 -42%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$960K -$148K -6,255 -14%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$936K +$63.2K +2,672 +8%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$847K -$540K -22,815 -40%
PFS
24
Prospera Financial Services
Texas
$759K -$186K -7,859 -20%
SWP
25
Stratos Wealth Partners
Ohio
$731K -$8.73K -369 -1%

RIGS Hedge Fund Activity: Q2 2020 in Review

52 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2020, worth a combined $71.4M — down 16% from $85M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RIGS and 4 opened new positions — a net loss of 2 holders — while 29 trimmed existing stakes and 11 added.

The largest buyer was Citadel Advisors, adding an estimated $2.52M. The largest seller was Vicus Capital, exiting entirely with an estimated $3.79M sold.

  • 52 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2020, down from 54 in Q1 2020.
  • Funds reported $71.4M of ALPS Strategic Income Fund stock for Q2 2020, down 16% quarter-over-quarter.
  • 4 funds opened new ALPS Strategic Income Fund positions in Q2 2020 and 6 closed out, a net change of -2 holders.
  • The largest ALPS Strategic Income Fund buyer in Q2 2020 was Citadel Advisors, an estimated $2.52M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2020 was Vicus Capital, an estimated $3.79M sold.

Based on aggregated 13F filings for Q2 2020.