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ALPS Strategic Income Fund

42 hedge funds and large institutions have $75.8M invested in ALPS Strategic Income Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 12

19% more capital invested

Capital invested by funds: $63.9M → $75.8M (+$11.9M)

6.9% more ownership

Funds ownership: 47.83%54.73% (+6.9%)

7% less funds holding

Funds holding: 4542 (-3)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
23
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$24.9M +$6.68M +268,437 +36%
ECA
2
Elevated Capital Advisors
Utah
$8.69M +$8.73M +351,075 New
TC
3
TAP Consulting
Missouri
$5.66M +$139K +5,598 +3%
Koshinski Asset Management
4
Koshinski Asset Management
Illinois
$3.74M +$1.4M +56,167 +59%
Morgan Stanley
5
Morgan Stanley
New York
$3.48M +$228K +9,173 +7%
RIG
6
RiverFront Investment Group
Virginia
$2.6M -$5.79K -233 -0.2%
HI
7
Harbour Investments
Wisconsin
$2.46M +$404K +16,249 +20%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.22M -$44.2K -1,779 -2%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.16M +$98.3K +3,951 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.93M +$522 +21 +0%
Truist Financial
11
Truist Financial
North Carolina
$1.71M -$346K -13,920 -17%
Citadel Advisors
12
Citadel Advisors
Florida
$1.55M +$446K +17,918 +40%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$1.43M -$25.8K -1,039 -2%
CAN
14
Cetera Advisor Networks
California
$1.14M +$19.7K +791 +2%
UBS Group
15
UBS Group
Switzerland
$1.01M +$62.1K +2,498 +6%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$986K +$53.5K +2,150 +6%
AFP
17
Ausdal Financial Partners
Iowa
$916K +$120K +4,836 +15%
LPL Financial
18
LPL Financial
California
$871K +$393K +15,810 +82%
AssetMark Inc
19
AssetMark Inc
California
$848K -$140K -5,622 -14%
RJA
20
Raymond James & Associates
Florida
$785K -$99.7K -4,009 -11%
IA
21
IFG Advisory
Georgia
$596K +$169K +6,779 +39%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$567K +$27.9K +1,121 +5%
CAC
23
Certified Advisory Corp
Florida
$558K +$20.4K +819 +4%
WGCA
24
Wolf Group Capital Advisors
Virginia
$506K +$39.3K +1,580 +8%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$495K

RIGS Hedge Fund Activity: Q3 2021 in Review

42 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2021, worth a combined $75.8M — up 19% from $63.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RIGS and 4 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 23 added.

The largest buyer was Royal Bank of Canada, adding an estimated $6.68M. The largest seller was Prime Capital Investment Advisors, cutting an estimated $4.21M.

  • 42 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2021, down from 45 in Q2 2021.
  • Funds reported $75.8M of ALPS Strategic Income Fund stock for Q3 2021, up 19% quarter-over-quarter.
  • 4 funds opened new ALPS Strategic Income Fund positions in Q3 2021 and 7 closed out, a net change of -3 holders.
  • The largest ALPS Strategic Income Fund buyer in Q3 2021 was Royal Bank of Canada, an estimated $6.68M added.
  • The largest ALPS Strategic Income Fund seller in Q3 2021 was Prime Capital Investment Advisors, an estimated $4.21M sold.

Based on aggregated 13F filings for Q3 2021.