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ALPS Strategic Income Fund

50 hedge funds and large institutions have $273M invested in ALPS Strategic Income Fund in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

69% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 13

64% more capital invested

Capital invested by funds: $167M → $273M (+$106M)

29.95% more ownership

Funds ownership: 71.02%100.98% (+30%)

4% less funds holding

Funds holding: 5250 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
1.14%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
22
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cornerstone Wealth Management
Missouri
$116M +$66.2M +2,700,318 +2,358%
RIG
2
RiverFront Investment Group
Virginia
$62.9M +$445K +18,143 +0.7%
RJA
3
Raymond James & Associates
Florida
$13.1M +$102K +4,150 +0.8%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$10.2M +$1.15M +46,933 +13%
Stifel Financial
5
Stifel Financial
Missouri
$10.1M +$179K +7,284 +2%
BTS
6
BB&T Securities
Virginia
$9.65M -$54.5K -2,225 -0.6%
GFPC
7
Global Financial Private Capital
Florida
$8.37M +$2.62M +107,018 +45%
Morgan Stanley
8
Morgan Stanley
New York
$5.62M -$3.89M -158,721 -41%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.38M -$416K -16,991 -9%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.21M +$104K +4,254 +3%
GLA
11
Good Life Advisors
Pennsylvania
$4.17M -$74.3K -3,032 -2%
Koshinski Asset Management
12
Koshinski Asset Management
Illinois
$3.64M -$319K -13,027 -8%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$3.52M +$148K +6,037 +4%
VC
14
Vicus Capital
Pennsylvania
$3.34M +$1.47M +60,106 +78%
SPIA
15
Steward Partners Investment Advisory
New York
$2.1M -$568K -23,158 -21%
UBS Group
16
UBS Group
Switzerland
$1.65M +$28.7K +1,170 +2%
IA
17
IFG Advisory
Georgia
$1.61M +$463K +18,884 +40%
Jane Street
18
Jane Street
New York
$1.15M -$3.12M -127,456 -73%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$869K +$9.93K +405 +1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$847K +$142K +5,803 +20%
SPC
21
Sigma Planning Corp
Michigan
$841K +$11.4K +467 +1%
MML Investors Services
22
MML Investors Services
Massachusetts
$769K -$1.04M -42,290 -57%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$656K +$374K +15,262 +130%
PFS
24
Prospera Financial Services
Texas
$519K +$4.9K +200 +0.9%
VF
25
Virtu Financial
New York
$378K +$83.7K +3,415 +28%

RIGS Hedge Fund Activity: Q2 2018 in Review

50 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2018, worth a combined $273M — up 64% from $167M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of RIGS and 4 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 22 added.

The largest buyer was Cornerstone Wealth Management, adding an estimated $66.2M. The largest seller was Morgan Stanley, cutting an estimated $3.89M.

  • 50 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2018, down from 52 in Q1 2018.
  • Funds reported $273M of ALPS Strategic Income Fund stock for Q2 2018, up 64% quarter-over-quarter.
  • 4 funds opened new ALPS Strategic Income Fund positions in Q2 2018 and 5 closed out, a net change of -1 holder.
  • The largest ALPS Strategic Income Fund buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $66.2M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2018 was Morgan Stanley, an estimated $3.89M sold.

Based on aggregated 13F filings for Q2 2018.