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ALPS Strategic Income Fund

59 hedge funds and large institutions have $87.4M invested in ALPS Strategic Income Fund in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

7% more funds holding

Funds holding: 5559 (+4)

4% more capital invested

Capital invested by funds: $83.9M → $87.4M (+$3.47M)

4.82% less ownership

Funds ownership: 61.26%56.45% (-4.8%)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
11
Increased
19
Reduced
22
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$10.4M -$440K -17,787 -4%
Morgan Stanley
2
Morgan Stanley
New York
$9M +$1.77M +71,561 +25%
BTS
3
BB&T Securities
Virginia
$8.63M -$990K -40,000 -10%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.84M +$482K +19,453 +7%
GFPC
5
Global Financial Private Capital
Florida
$5.84M -$790K -31,914 -12%
FF
6
Fluent Financial
Texas
$3.96M -$157K -6,325 -4%
VC
7
Vicus Capital
Pennsylvania
$3.95M -$318K -12,851 -7%
GLA
8
Good Life Advisors
Pennsylvania
$3.4M -$71.6K -2,891 -2%
CWM
9
Cornerstone Wealth Management
Missouri
$3.31M -$61.4K -2,478 -2%
SIA
10
Strategic Investment Advisors
Michigan
$2.75M +$423K +17,071 +18%
RJA
11
Raymond James & Associates
Florida
$1.84M +$110K +4,444 +6%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.84M +$280K +11,292 +18%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.7M +$221K +8,915 +15%
SPIA
14
Steward Partners Investment Advisory
New York
$1.67M -$189K -7,652 -10%
Jane Street
15
Jane Street
New York
$1.65M -$2.53M -102,028 -61%
CCFM
16
Clear Creek Financial Management
Washington
$1.5M +$1.5M +60,528 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.39M -$206K -8,323 -13%
LPL Financial
18
LPL Financial
California
$1.33M +$421K +16,985 +46%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.28M +$157K +6,356 +14%
PFS
20
Prospera Financial Services
Texas
$1.25M +$1.25M +50,492 New
Citadel Advisors
21
Citadel Advisors
Florida
$1.18M -$266K -10,732 -18%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$1.1M +$373K +15,063 +51%
IA
23
IFG Advisory
Georgia
$994K -$146K -5,886 -13%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$931K +$293K +11,848 +46%
SPC
25
Sigma Planning Corp
Michigan
$917K -$17.9K -722 -2%

RIGS Hedge Fund Activity: Q2 2019 in Review

59 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2019, worth a combined $87.4M — up 4.1% from $83.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RIGS positions and 5 closed out — a net gain of 6 holders — while 19 added to existing stakes and 22 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.77M. The largest seller was Jane Street, cutting an estimated $2.53M.

  • 59 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2019, up from 55 in Q1 2019.
  • Funds reported $87.4M of ALPS Strategic Income Fund stock for Q2 2019, up 4.1% quarter-over-quarter.
  • 11 funds opened new ALPS Strategic Income Fund positions in Q2 2019 and 5 closed out, a net change of +6 holders.
  • The largest ALPS Strategic Income Fund buyer in Q2 2019 was Morgan Stanley, an estimated $1.77M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2019 was Jane Street, an estimated $2.53M sold.

Based on aggregated 13F filings for Q2 2019.