We are live on ! Find out more
RIGS icon

ALPS Strategic Income Fund

27 hedge funds and large institutions have $421M invested in ALPS Strategic Income Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

17% more funds holding

Funds holding: 2327 (+4)

1.84% more ownership

Funds ownership: 89.24%91.08% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less capital invested

Capital invested by funds: $448M → $421M (-$28M)

Holders
27
Holders Change
+4
Holders Change %
+17.39%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
5
Increased
12
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$264M -$30.3M -1,225,793 -10%
RJA
2
Raymond James & Associates
Florida
$59.5M -$5.8M -234,458 -9%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$15.2M +$14.9M +600,529 +1,927%
BTS
4
BB&T Securities
Virginia
$15.1M -$3.59M -145,310 -19%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$14.9M +$623K +25,198 +4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$12M -$91.2K -3,688 -0.7%
3AM
7
3D Asset Management
Connecticut
$11.3M +$517K +20,890 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.06M +$1.2M +48,548 +20%
Morgan Stanley
9
Morgan Stanley
New York
$4.86M +$1.54M +62,274 +45%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$4.84M -$256K -10,347 -5%
Jane Street
11
Jane Street
New York
$2.17M +$2.01M +81,126 +932%
UBS Group
12
UBS Group
Switzerland
$2.09M +$1.87M +75,722 +688%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.98M +$2.03M +82,007 New
Wells Fargo
14
Wells Fargo
California
$1.11M +$1.06M +43,006 +1,434%
MFS
15
MSI Financial Services
Massachusetts
$828K -$113K -4,572 -12%
AI
16
Atria Investments
North Carolina
$748K +$182K +7,371 +31%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$498K +$511K +20,661 New
AIG
18
American International Group
New York
$497K -$445 -18 -0.1%
S
19
SignatureFD
Georgia
$380K -$46K -1,861 -11%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$351K +$20K +807 +6%
AWA
21
Arete Wealth Advisors
Illinois
$260K +$267K +10,787 New
SWP
22
Stratos Wealth Partners
Ohio
$249K +$255K +10,313 New
HI
23
Hudock Inc
Pennsylvania
$65K +$4.43K +179 +7%
Bank of America
24
Bank of America
North Carolina
$17K +$17.9K +723 New
WEC
25
Winslow Evans & Crocker
Massachusetts
$12.5K +$99 +4 +0.8%

RIGS Hedge Fund Activity: Q3 2015 in Review

27 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2015, worth a combined $421M — down 6.2% from $448M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RIGS positions and 1 closed out — a net gain of 4 holders — while 12 added to existing stakes and 9 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $14.9M. The largest seller was RiverFront Investment Group, cutting an estimated $30.3M.

  • 27 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2015, up from 23 in Q2 2015.
  • Funds reported $421M of ALPS Strategic Income Fund stock for Q3 2015, down 6.2% quarter-over-quarter.
  • 5 funds opened new ALPS Strategic Income Fund positions in Q3 2015 and 1 closed out, a net change of +4 holders.
  • The largest ALPS Strategic Income Fund buyer in Q3 2015 was Susquehanna International Group, an estimated $14.9M added.
  • The largest ALPS Strategic Income Fund seller in Q3 2015 was RiverFront Investment Group, an estimated $30.3M sold.

Based on aggregated 13F filings for Q3 2015.