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ALPS Strategic Income Fund

47 hedge funds and large institutions have $55.8M invested in ALPS Strategic Income Fund in 2022 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

12% more funds holding

Funds holding: 4247 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6.45% less ownership

Funds ownership: 60.47%54.02% (-6.5%)

9% less capital invested

Capital invested by funds: $61.2M → $55.8M (-$5.38M)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
15
Reduced
20
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECA
1
Elevated Capital Advisors
Utah
$7.74M -$507K -22,519 -6%
Morgan Stanley
2
Morgan Stanley
New York
$7.23M +$3.76M +166,926 +109%
RIG
3
RiverFront Investment Group
Virginia
$4.82M -$9.61K -427 -0.2%
TC
4
TAP Consulting
Missouri
$4.43M -$218K -9,694 -5%
Jane Street
5
Jane Street
New York
$3.08M -$3.23M -143,514 -51%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$2.88M -$177K -7,867 -6%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.86M -$343K -15,240 -11%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.64M -$143K -6,354 -5%
Truist Financial
9
Truist Financial
North Carolina
$1.92M -$410K -18,195 -18%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.8M -$75.1K -3,335 -4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.57M -$4.21M -186,936 -73%
MF
12
Meridian Financial
Massachusetts
$1.35M +$41.4K +1,840 +3%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.21M -$23 -1 -0%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$1.08M -$181K -8,056 -14%
UBS Group
15
UBS Group
Switzerland
$1.03M -$106K -4,715 -9%
PFS
16
Prospera Financial Services
Texas
$871K +$210K +9,315 +32%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$846K +$366K +16,253 +77%
AFP
18
Ausdal Financial Partners
Iowa
$815K -$75.9K -3,371 -9%
CAN
19
Cetera Advisor Networks
California
$787K +$13.4K +594 +2%
RJA
20
Raymond James & Associates
Florida
$665K +$24.8K +1,100 +4%
AssetMark Inc
21
AssetMark Inc
California
$661K -$55.3K -2,455 -8%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$644K +$243K +10,782 +61%
LPL Financial
23
LPL Financial
California
$574K -$38.6K -1,714 -6%
WGCA
24
Wolf Group Capital Advisors
Virginia
$548K +$50.7K +2,253 +10%
IA
25
IFG Advisory
Georgia
$520K -$38.5K -1,709 -7%

RIGS Hedge Fund Activity: Q4 2022 in Review

47 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2022, worth a combined $55.8M — down 8.8% from $61.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RIGS positions and 2 closed out — a net gain of 5 holders — while 15 added to existing stakes and 20 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.76M. The largest seller was Royal Bank of Canada, cutting an estimated $4.21M.

  • 47 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2022, up from 42 in Q3 2022.
  • Funds reported $55.8M of ALPS Strategic Income Fund stock for Q4 2022, down 8.8% quarter-over-quarter.
  • 7 funds opened new ALPS Strategic Income Fund positions in Q4 2022 and 2 closed out, a net change of +5 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2022 was Morgan Stanley, an estimated $3.76M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2022 was Royal Bank of Canada, an estimated $4.21M sold.

Based on aggregated 13F filings for Q4 2022.