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ALPS Strategic Income Fund

48 hedge funds and large institutions have $100M invested in ALPS Strategic Income Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

9% less funds holding

Funds holding: 5348 (-5)

31.36% less ownership

Funds ownership: 99.97%68.6% (-31%)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

61% less capital invested

Capital invested by funds: $255M → $100M (-$155M)

Holders
48
Holders Change
-5
Holders Change %
-9.43%
% of All Funds
1.07%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
8
Increased
19
Reduced
15
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$17.8M -$43.9M -1,810,568 -71%
BTS
2
BB&T Securities
Virginia
$15.2M +$5.41M +222,965 +54%
Morgan Stanley
3
Morgan Stanley
New York
$7.34M +$1.27M +52,403 +21%
GFPC
4
Global Financial Private Capital
Florida
$6.06M +$433K +17,846 +8%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.03M +$1.59M +65,627 +35%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$4.79M -$1.25M -51,442 -20%
GLA
7
Good Life Advisors
Pennsylvania
$4.03M -$158K -6,526 -4%
FF
8
Fluent Financial
Texas
$3.87M +$3.91M +160,967 New
Jane Street
9
Jane Street
New York
$3.58M +$1.31M +53,862 +57%
VC
10
Vicus Capital
Pennsylvania
$3.24M +$102K +4,210 +3%
CWM
11
Cornerstone Wealth Management
Missouri
$3.1M -$58.8M -2,424,572 -95%
RWA
12
Redhawk Wealth Advisors
Minnesota
$2.4M +$2.37M +97,678 New
SPIA
13
Steward Partners Investment Advisory
New York
$2.17M -$10.8K -447 -0.5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.13M -$2.36M -97,313 -52%
UBS Group
15
UBS Group
Switzerland
$2.06M +$812K +33,448 +64%
SIA
16
Strategic Investment Advisors
Michigan
$1.84M +$1.86M +76,474 New
RJA
17
Raymond James & Associates
Florida
$1.75M -$11.1M -456,364 -86%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.28M +$289K +11,909 +29%
IA
19
IFG Advisory
Georgia
$1.12M -$527K -21,708 -32%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$963K -$624K -25,733 -39%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$946K +$59.9K +2,470 +7%
MML Investors Services
22
MML Investors Services
Massachusetts
$883K +$46.1K +1,899 +5%
PFS
23
Prospera Financial Services
Texas
$863K +$416K +17,133 +92%
SPC
24
Sigma Planning Corp
Michigan
$833K +$1.58K +65 +0.2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$726K +$48.3K +1,990 +7%

RIGS Hedge Fund Activity: Q4 2018 in Review

48 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2018, worth a combined $100M — down 61% from $255M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of RIGS and 8 opened new positions — a net loss of 5 holders — while 15 trimmed existing stakes and 19 added.

The largest buyer was BB&T Securities, adding an estimated $5.41M. The largest seller was Cornerstone Wealth Management, cutting an estimated $58.8M.

  • 48 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2018, down from 53 in Q3 2018.
  • Funds reported $100M of ALPS Strategic Income Fund stock for Q4 2018, down 61% quarter-over-quarter.
  • 8 funds opened new ALPS Strategic Income Fund positions in Q4 2018 and 13 closed out, a net change of -5 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2018 was BB&T Securities, an estimated $5.41M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $58.8M sold.

Based on aggregated 13F filings for Q4 2018.