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ALPS Strategic Income Fund

54 hedge funds and large institutions have $85M invested in ALPS Strategic Income Fund in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.54% more ownership

Funds ownership: 58.78%60.32% (+1.5%)

14% less funds holding

Funds holding: 6354 (-9)

18% less capital invested

Capital invested by funds: $103M → $85M (-$18.1M)

29% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 24

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

Holders
54
Holders Change
-9
Holders Change %
-14.29%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
24
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.4M -$167K -6,953 -1%
RIG
2
RiverFront Investment Group
Virginia
$7.35M -$991K -41,144 -11%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.08M -$285K -11,853 -4%
GFPC
4
Global Financial Private Capital
Florida
$5.82M -$1.35M -56,197 -18%
Jane Street
5
Jane Street
New York
$5.47M +$5.51M +228,908 +1,435%
Truist Financial
6
Truist Financial
North Carolina
$5.42M -$224K -9,292 -4%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$4.12M -$497K -20,655 -10%
VC
8
Vicus Capital
Pennsylvania
$3.79M +$25.8K +1,072 +0.6%
FF
9
Fluent Financial
Texas
$3.06M -$37.3K -1,547 -1%
SIA
10
Strategic Investment Advisors
Michigan
$2.94M +$6.77K +281 +0.2%
FFN
11
Focus Financial Network
Minnesota
$2.29M +$340K +14,119 +16%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$2.12M +$591K +24,557 +35%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.77M +$1.9M +78,985 New
CWM
14
Cornerstone Wealth Management
Missouri
$1.65M -$1.52M -63,328 -46%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.61M -$1.35M -56,178 -44%
RJA
16
Raymond James & Associates
Florida
$1.6M +$11.9K +493 +0.7%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.58M +$1.7M +70,635 New
SPIA
18
Steward Partners Investment Advisory
New York
$1.33M -$63.8K -2,651 -4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.28M +$348K +14,464 +34%
Citadel Advisors
20
Citadel Advisors
Florida
$1.27M +$546K +22,668 +66%
LPL Financial
21
LPL Financial
California
$1.2M -$1.31M -54,284 -50%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.01M -$462K -19,172 -30%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$991K -$3.3K -137 -0.3%
Stifel Financial
24
Stifel Financial
Missouri
$881K -$8.93K -371 -0.9%
SPC
25
Sigma Planning Corp
Michigan
$870K -$12.2K -508 -1%

RIGS Hedge Fund Activity: Q1 2020 in Review

54 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q1 2020, worth a combined $85M — down 18% from $103M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of RIGS and 7 opened new positions — a net loss of 6 holders — while 24 trimmed existing stakes and 17 added.

The largest buyer was Jane Street, adding an estimated $5.51M. The largest seller was Good Life Advisors, exiting entirely with an estimated $3.57M sold.

  • 54 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q1 2020, down from 63 in Q4 2019.
  • Funds reported $85M of ALPS Strategic Income Fund stock for Q1 2020, down 18% quarter-over-quarter.
  • 7 funds opened new ALPS Strategic Income Fund positions in Q1 2020 and 13 closed out, a net change of -6 holders.
  • The largest ALPS Strategic Income Fund buyer in Q1 2020 was Jane Street, an estimated $5.51M added.
  • The largest ALPS Strategic Income Fund seller in Q1 2020 was Good Life Advisors, an estimated $3.57M sold.

Based on aggregated 13F filings for Q1 2020.