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ALPS Strategic Income Fund

23 hedge funds and large institutions have $448M invested in ALPS Strategic Income Fund in 2015 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

9.18% more ownership

Funds ownership: 80.06%89.24% (+9.2%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

4% less funds holding

Funds holding: 2423 (-1)

20% less capital invested

Capital invested by funds: $561M → $448M (-$112M)

Holders
23
Holders Change
-1
Holders Change %
-4.17%
% of All Funds
0.62%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
4
Increased
12
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$304M -$1.63M -64,594 -0.5%
RJA
2
Raymond James & Associates
Florida
$67.4M +$50M +1,981,772 +274%
BTS
3
BB&T Securities
Virginia
$19.2M +$282K +11,179 +1%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$14.8M +$15M +594,715 New
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$12.5M +$12.6M +500,920 New
3AM
6
3D Asset Management
Connecticut
$11.2M +$434K +17,236 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.1M +$3.01M +119,498 +96%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$5.1M +$235K +9,331 +5%
Morgan Stanley
9
Morgan Stanley
New York
$3.48M +$689K +27,325 +24%
MFS
10
MSI Financial Services
Massachusetts
$971K +$698K +27,676 +246%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$777K -$18.6K -738 -2%
AI
12
Atria Investments
North Carolina
$591K +$90.9K +3,607 +18%
AIG
13
American International Group
New York
$514K -$38.6K -1,531 -7%
S
14
SignatureFD
Georgia
$440K -$42.5K -1,686 -9%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$343K +$36.3K +1,441 +12%
UBS Group
16
UBS Group
Switzerland
$275K +$60K +2,379 +28%
Jane Street
17
Jane Street
New York
$217K -$352K -13,947 -62%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$111K +$113K +4,464 New
Wells Fargo
19
Wells Fargo
California
$75K +$41.9K +1,661 +124%
HI
20
Hudock Inc
Pennsylvania
$62K -$3.18K -126 -5%
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$14K +$14.6K +580 New
WEC
22
Winslow Evans & Crocker
Massachusetts
$12.8K +$101 +4 +0.8%
TC
23
Trust Company
Kansas
-$1.04M -41,138 Closed
WT
24
Whittier Trust
California
-$513K -20,360 Closed
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
-$442K -17,555 Closed

RIGS Hedge Fund Activity: Q2 2015 in Review

23 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2015, worth a combined $448M — down 20% from $561M a quarter earlier.

Fund positioning in RIGS was balanced in Q2 2015: 4 funds opened new positions, 4 closed out, 12 added to existing stakes and 6 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $50M. The largest seller was RiverFront Investment Group, cutting an estimated $1.63M.

  • 23 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2015, down from 24 in Q1 2015.
  • Funds reported $448M of ALPS Strategic Income Fund stock for Q2 2015, down 20% quarter-over-quarter.
  • 4 funds opened new ALPS Strategic Income Fund positions in Q2 2015 and 4 closed out, a net change of 0 holders.
  • The largest ALPS Strategic Income Fund buyer in Q2 2015 was Raymond James & Associates, an estimated $50M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2015 was RiverFront Investment Group, an estimated $1.63M sold.

Based on aggregated 13F filings for Q2 2015.