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ALPS Strategic Income Fund

46 hedge funds and large institutions have $73.4M invested in ALPS Strategic Income Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $68.9M → $73.4M (+$4.58M)

5.84% more ownership

Funds ownership: 62.52%68.36% (+5.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 18

4% less funds holding

Funds holding: 4846 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
18
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECA
1
Elevated Capital Advisors
Utah
$8.6M +$61.1K +2,718 +0.7%
FP
2
Fiduciary Planning
Florida
$6.7M +$6.8M +302,402 New
ACA
3
Aptus Capital Advisors
Alabama
$6.6M +$6.7M +297,788 New
Morgan Stanley
4
Morgan Stanley
New York
$5.3M +$70K +3,113 +1%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$4.86M +$3.6M +160,204 +271%
RIG
6
RiverFront Investment Group
Virginia
$4.59M -$23K -1,023 -0.5%
UBS Group
7
UBS Group
Switzerland
$3.67M -$43.4K -1,930 -1%
Osaic Holdings
8
Osaic Holdings
Arizona
$3.61M +$359K +15,938 +11%
CAC
9
Certified Advisory Corp
Florida
$2.92M +$165K +7,349 +6%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.76M -$66.7K -2,965 -2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.44M +$773K +34,376 +45%
Truist Financial
12
Truist Financial
North Carolina
$1.96M -$7.56K -336 -0.4%
Koshinski Asset Management
13
Koshinski Asset Management
Illinois
$1.76M -$58.6K -2,605 -3%
PFS
14
Prospera Financial Services
Texas
$1.6M +$689K +30,607 +74%
MF
15
Meridian Financial
Massachusetts
$1.59M +$79.8K +3,546 +5%
CWM
16
Capital Wealth Management
Rhode Island
$1.48M +$167K +7,419 +13%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.38M -$152K -6,739 -10%
CAN
18
Cetera Advisor Networks
California
$1.18M -$3.97M -176,543 -77%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.13M
RJA
20
Raymond James & Associates
Florida
$1.08M -$181K -8,039 -14%
AFG
21
Arkansas Financial Group
Arkansas
$988K +$309K +13,723 +44%
PAG
22
Private Advisor Group
New Jersey
$837K +$187K +8,316 +28%
AFP
23
Ausdal Financial Partners
Iowa
$680K -$68.5K -3,047 -9%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$667K +$86.3K +3,838 +15%
LPL Financial
25
LPL Financial
California
$640K +$47.9K +2,130 +8%

RIGS Hedge Fund Activity: Q3 2023 in Review

46 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2023, worth a combined $73.4M — up 6.6% from $68.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RIGS and 4 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 18 added.

The largest buyer was Fiduciary Planning, opening a new position worth an estimated $6.8M. The largest seller was Jane Street, exiting entirely with an estimated $7.77M sold.

  • 46 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2023, down from 48 in Q2 2023.
  • Funds reported $73.4M of ALPS Strategic Income Fund stock for Q3 2023, up 6.6% quarter-over-quarter.
  • 4 funds opened new ALPS Strategic Income Fund positions in Q3 2023 and 6 closed out, a net change of -2 holders.
  • The largest ALPS Strategic Income Fund buyer in Q3 2023 was Fiduciary Planning, an estimated $6.8M added.
  • The largest ALPS Strategic Income Fund seller in Q3 2023 was Jane Street, an estimated $7.77M sold.

Based on aggregated 13F filings for Q3 2023.