3D Asset Management’s ALPS Strategic Income Fund RIGS Stock Holding History

3D Asset Management’s Portfolio RIGS Stock Details RIGS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,561	Closed	-$263K	–	54
2016 Q2	$263K	Buy	+10,561	New	+$260K	0.07%	46
2016 Q1	–	Sell	-478,463	Closed	-$11.6M	–	53
2015 Q4	$11.6M	Buy	478,463 +8,057	+2%	+$196K	3.45%	15
2015 Q3	$11.3M	Buy	470,406 +20,890	+5%	+$517K	3.44%	15
2015 Q2	$11.2M	Buy	449,516 +17,236	+4%	+$434K	3.36%	15
2015 Q1	$10.9M	Buy	432,280 +6,842	+2%	+$172K	3.29%	16
2014 Q4	$10.6M	Buy	425,438 +316,146	+289%	+$7.87M	3.22%	15
2014 Q3	$2.71M	Buy	+109,292	New	+$2.75M	0.83%	24

Other funds holding RIGS

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

3D Asset Management's RIGS Position: Q3 2016 in Review

3D Asset Management sold out of ALPS Strategic Income Fund (RIGS) in Q3 2016, closing a stake of 10,561 shares — an estimated $263K sold.

3D Asset Management first reported a position in RIGS in Q3 2014 and held it in 7 quarters. The position peaked at $11.6M in Q4 2015. 29 funds tracked by Wall St. Rank hold RIGS as of Q3 2016.

3D Asset Management reported no remaining ALPS Strategic Income Fund position as of Q3 2016 after selling out during the quarter.
3D Asset Management sold 10,561 ALPS Strategic Income Fund shares in Q3 2016, an estimated $263K.
3D Asset Management first reported a position in ALPS Strategic Income Fund in Q3 2014 and held it in 7 quarters.
3D Asset Management's ALPS Strategic Income Fund position peaked at $11.6M in Q4 2015.
29 funds tracked by Wall St. Rank held ALPS Strategic Income Fund as of Q3 2016.

Based on 3D Asset Management's 13F filing for Q3 2016, filed 24 Oct 2016.