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ALPS Strategic Income Fund
RIGS

63 hedge funds and large institutions have $103M invested in ALPS Strategic Income Fund in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

18% more capital invested

Capital invested by funds: $87.5M → $103M (+$15.6M)

13% more funds holding

Funds holding: 56 → 63 (+7)

5.04% more ownership

Funds ownership: 53.74% → 58.78% (+5%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
63
Holders Change
+7
Holders Change %
+12.5%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
26
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Truist Financial
Truist Financial
North Carolina
+$6.26M
2
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$5.09M
3
Morgan Stanley
Morgan Stanley
New York
+$3.96M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.16M
5
GFPC
Global Financial Private Capital
Florida
+$1.1M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$2.21M
2
HFP
Holistic Financial Partners
Indiana
-$502K
3
RIG
RiverFront Investment Group
Virginia
-$406K
4
CWM
Cornerstone Wealth Management
Missouri
-$262K
5
FF
Fluent Financial
Texas
-$144K
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$973K +$981K +39,467 New
PCM
27
Price Capital Management
Louisiana
$949K +$746K +30,000 +429%
NFG
28
Nations Financial Group
Iowa
$851K +$12.7K +511 +2%
Citadel Advisors
29
Citadel Advisors
Florida
$849K -$91.7K -3,686 -10%
Creative Planning
30
Creative Planning
Kansas
$735K +$271K +10,900 +58%
IA
31
IFG Advisory
Georgia
$702K -$20.4K -820 -3%
SWP
32
Stratos Wealth Partners
Ohio
$687K +$263K +10,562 +62%
PA
33
Procyon Advisors
Connecticut
$614K +$614K +24,681 New
CRWM
34
Castle Rock Wealth Management
California
$535K -$14.8K -595 -3%
CAC
35
Certified Advisory Corp
Florida
$533K +$18.3K +736 +4%
MML Investors Services
36
MML Investors Services
Massachusetts
$401K +$401K +16,116 New
Jane Street
37
Jane Street
New York
$397K -$2.21M -88,695 -85%
PFA
38
Professional Financial Advisors
Nebraska
$396K +$396K +15,940 New
AG
39
Advisor Group
Arizona
$389K +$94K +3,778 +32%
UBS Group
40
UBS Group
Switzerland
$370K -$140K -5,635 -27%
HH
41
Hilltop Holdings
Texas
$367K +$367K +14,751 New
BFEC
42
Benjamin F. Edwards & Company
Missouri
$340K +$43.8K +1,763 +15%
CIBC World Market
43
CIBC World Market
Ontario, Canada
$312K – – –
ECA
44
Elevated Capital Advisors
Utah
$294K +$294K +11,807 New
WGCA
45
Wolf Group Capital Advisors
Virginia
$293K +$72K +2,897 +33%
CFA
46
Cahill Financial Advisors
Minnesota
$281K -$11K -443 -4%
CA
47
Cetera Advisors
Colorado
$271K +$273K +10,979 New
NA
48
NewEdge Advisors
Louisiana
$262K -$14K -564 -5%
AC
49
Avestar Capital
New York
$257K -$35.4K -1,424 -12%
DI
50
DFPG Investments
Utah
$218K +$945 +38 +0.4%
1
2
3

RIGS Hedge Fund Activity: Q4 2019 in Review

63 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2019, worth a combined $103M — up 18% from $87.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RIGS positions and 5 closed out — a net gain of 8 holders — while 26 added to existing stakes and 17 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $6.26M. The largest seller was Jane Street, cutting an estimated $2.21M.

  • 63 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2019, up from 56 in Q3 2019.
  • Funds reported $103M of ALPS Strategic Income Fund stock for Q4 2019, up 18% quarter-over-quarter.
  • 13 funds opened new ALPS Strategic Income Fund positions in Q4 2019 and 5 closed out, a net change of +8 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2019 was Truist Financial, an estimated $6.26M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2019 was Jane Street, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2019.