Castle Rock Wealth Management’s ALPS Strategic Income Fund RIGS Stock Holding History

Castle Rock Wealth Management’s Portfolio RIGS Stock Details RIGS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-21,548	Closed	-$535K	–	176
2019 Q4	$535K	Sell	21,548 -595	-3%	-$14.8K	0.48%	83
2019 Q3	$551K	Sell	22,143 -6,809	-24%	-$169K	0.57%	64
2019 Q2	$716K	Buy	28,952 +10,583	+58%	+$262K	0.79%	34
2019 Q1	$0	Buy	+18,369	New	+$450K	﹤0.01%	51
2018 Q4	–	Sell	-10,593	Closed	-$258K	–	87
2018 Q3	$258K	Sell	10,593 -1,578	-13%	-$38.7K	0.41%	91
2018 Q2	$296K	Buy	+12,171	New	+$298K	0.4%	89

Other funds holding RIGS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

Vicus Capital State College, Pennsylvania $1.36B AUM 18.46% 1-Year Est. Return

Fluent Financial Dallas, Texas $280M AUM 16.1% 1-Year Est. Return

SIA

Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return

Castle Rock Wealth Management's RIGS Position: Q1 2020 in Review

Castle Rock Wealth Management sold out of ALPS Strategic Income Fund (RIGS) in Q1 2020, closing a stake of 21,548 shares — an estimated $535K sold.

Castle Rock Wealth Management first reported a position in RIGS in Q2 2018 and held it in 6 quarters. The position peaked at $716K in Q2 2019. 54 funds tracked by Wall St. Rank hold RIGS as of Q1 2020.

Castle Rock Wealth Management reported no remaining ALPS Strategic Income Fund position as of Q1 2020 after selling out during the quarter.
Castle Rock Wealth Management sold 21,548 ALPS Strategic Income Fund shares in Q1 2020, an estimated $535K.
Castle Rock Wealth Management first reported a position in ALPS Strategic Income Fund in Q2 2018 and held it in 6 quarters.
Castle Rock Wealth Management's ALPS Strategic Income Fund position peaked at $716K in Q2 2019.
54 funds tracked by Wall St. Rank held ALPS Strategic Income Fund as of Q1 2020.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.