We are live on ! Find out more
RIGS icon

ALPS Strategic Income Fund
RIGS

59 hedge funds and large institutions have $87.4M invested in ALPS Strategic Income Fund in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

7% more funds holding

Funds holding: 55 → 59 (+4)

4% more capital invested

Capital invested by funds: $83.9M → $87.4M (+$3.47M)

4.82% less ownership

Funds ownership: 61.26% → 56.45% (-4.8%)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
11
Increased
19
Reduced
22
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.77M
2
PFS
Prospera Financial Services
Texas
+$1.25M
3
HFP
Holistic Financial Partners
Indiana
+$500K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$482K
5
Creative Planning
Creative Planning
Kansas
+$462K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$2.53M
2
BTS
BB&T Securities
Virginia
-$990K
3
GFPC
Global Financial Private Capital
Florida
-$790K
4
FTUS
Flow Traders U.S.
New York
-$561K
5
RIG
RiverFront Investment Group
Virginia
-$440K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$737K -$2.23K -90 -0.3%
MML Investors Services
27
MML Investors Services
Massachusetts
$729K -$43K -1,737 -6%
CRWM
28
Castle Rock Wealth Management
California
$716K +$262K +10,583 +58%
UBS Group
29
UBS Group
Switzerland
$602K +$6.46K +261 +1%
HFP
30
Holistic Financial Partners
Indiana
$500K +$500K +20,193 New
CAC
31
Certified Advisory Corp
Florida
$476K +$21.1K +854 +5%
Creative Planning
32
Creative Planning
Kansas
$462K +$462K +18,640 New
SWP
33
Stratos Wealth Partners
Ohio
$403K -$13.6K -551 -3%
AC
34
Avestar Capital
New York
$327K +$210K +8,485 +174%
WGCA
35
Wolf Group Capital Advisors
Virginia
$320K +$21.3K +860 +7%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$315K +$2.3K +93 +0.7%
CFA
37
Cahill Financial Advisors
Minnesota
$290K – – –
NA
38
NewEdge Advisors
Louisiana
$280K -$35.3K -1,425 -11%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$248K – – –
AAM
40
Advisors Asset Management
Colorado
$232K +$22K +889 +10%
CIBC World Market
41
CIBC World Market
Ontario, Canada
$227K -$421 -17 -0.2%
DI
42
DFPG Investments
Utah
$215K +$215K +8,666 New
AG
43
Advisor Group
Arizona
$200K -$423K -17,079 -68%
PCM
44
Price Capital Management
Louisiana
$174K – – –
Barclays
45
Barclays
United Kingdom
$173K – – –
WAP
46
Wealthcare Advisory Partners
Pennsylvania
$31K +$31.3K +1,266 New
NFG
47
Next Financial Group
Texas
$24K +$248 +10 +1%
Wells Fargo
48
Wells Fargo
California
$16K -$15.1K -608 -48%
AF
49
Advisornet Financial
Minnesota
$12K +$12.4K +500 New
SFA
50
Semmax Financial Advisors
North Carolina
$11K -$13.2K -533 -55%
1
2
3

RIGS Hedge Fund Activity: Q2 2019 in Review

59 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q2 2019, worth a combined $87.4M — up 4.1% from $83.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RIGS positions and 5 closed out — a net gain of 6 holders — while 19 added to existing stakes and 22 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.77M. The largest seller was Jane Street, cutting an estimated $2.53M.

  • 59 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q2 2019, up from 55 in Q1 2019.
  • Funds reported $87.4M of ALPS Strategic Income Fund stock for Q2 2019, up 4.1% quarter-over-quarter.
  • 11 funds opened new ALPS Strategic Income Fund positions in Q2 2019 and 5 closed out, a net change of +6 holders.
  • The largest ALPS Strategic Income Fund buyer in Q2 2019 was Morgan Stanley, an estimated $1.77M added.
  • The largest ALPS Strategic Income Fund seller in Q2 2019 was Jane Street, an estimated $2.53M sold.

Based on aggregated 13F filings for Q2 2019.