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ALPS Strategic Income Fund

29 hedge funds and large institutions have $297M invested in ALPS Strategic Income Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $293M → $297M (+$4.49M)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

0.66% less ownership

Funds ownership: 90.26%89.6% (-0.66%)

3% less funds holding

Funds holding: 3029 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
3
Increased
11
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$49K +$2.73K +108 +6%
HI
27
Hudock Inc
Pennsylvania
$44K
BFEC
28
Benjamin F. Edwards & Company
Missouri
$5K
SWP
29
Stratos Wealth Partners
Ohio
-$369K -14,840 Closed
3AM
30
3D Asset Management
Connecticut
-$263K -10,561 Closed
S
31
SignatureFD
Georgia
-$226K -9,074 Closed

RIGS Hedge Fund Activity: Q3 2016 in Review

29 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q3 2016, worth a combined $297M — up 1.5% from $293M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RIGS and 3 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 11 added.

The largest buyer was Jane Street, adding an estimated $1.74M. The largest seller was RiverFront Investment Group, cutting an estimated $2.28M.

  • 29 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q3 2016, down from 30 in Q2 2016.
  • Funds reported $297M of ALPS Strategic Income Fund stock for Q3 2016, up 1.5% quarter-over-quarter.
  • 3 funds opened new ALPS Strategic Income Fund positions in Q3 2016 and 4 closed out, a net change of -1 holder.
  • The largest ALPS Strategic Income Fund buyer in Q3 2016 was Jane Street, an estimated $1.74M added.
  • The largest ALPS Strategic Income Fund seller in Q3 2016 was RiverFront Investment Group, an estimated $2.28M sold.

Based on aggregated 13F filings for Q3 2016.