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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

111 hedge funds and large institutions have $261M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 32 increasing their positions, 31 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 15

6% more funds holding

Funds holding: 105 → 111 (+6)

2.37% more ownership

Funds ownership: 22.35% → 24.72% (+2.4%)

3% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 31

0% less capital invested

Capital invested by funds: $262M → $261M (-$782K)

Holders
111
Holders Change
+6
Holders Change %
+5.71%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
32
Reduced
31
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
+$5.28M
2
WAM
Wolverine Asset Management
Illinois
+$4.68M
3
FHA
Flagship Harbor Advisors
Massachusetts
+$4.06M
4
Invesco
Invesco
Georgia
+$3.54M
5
ICM
Ionic Capital Management
New York
+$3.4M

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.58M
2
Wells Fargo
Wells Fargo
California
-$1.22M
3
Morgan Stanley
Morgan Stanley
New York
-$1.12M
4
IA
IFG Advisory
Georgia
-$768K
5
KWA
Kingswood Wealth Advisors
California
-$343K
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
101
US Bancorp
Minnesota
$11.9K – – –
RAM
102
Ramirez Asset Management
New York
$11.2K +$11.8K +500 New
SL
103
Salomon & Ludwin
Virginia
$11K +$11.6K +491 New
FSWA
104
Financial Synergies Wealth Advisors
Texas
$10.3K – – –
RG
105
Retirement Group
California
$9.57K – – –
SWM
106
Spire Wealth Management
Virginia
$7.91K – – –
MRCM
107
M&R Capital Management
New Jersey
$7.42K – – –
CAM
108
Chesapeake Asset Management
New York
$5.84K – – –
CAS
109
Coppell Advisory Solutions
Texas
$4.6K – – –
Fifth Third Bancorp
110
Fifth Third Bancorp
Ohio
$4.49K – – –
HI
111
Harbour Investments
Wisconsin
$2.25K +$2.36K +100 New
FMP
112
Financial Management Professionals
Texas
$2K +$1.11K +47 +112%
OP
113
ORG Partners
Indiana
$10 -$55.8K -2,361 Closed
IA
114
IFG Advisory
Georgia
– -$768K -30,803 Closed
KWA
115
Kingswood Wealth Advisors
California
– -$343K -13,768 Closed
AIM
116
Aspen Investment Management
Michigan
– -$228K -9,150 Closed
JCM
117
Jacobi Capital Management
Pennsylvania
– -$225K -9,008 Closed
Creative Planning
118
Creative Planning
Kansas
– -$224K -8,978 Closed
BCA
119
Bay Colony Advisors
Massachusetts
– -$213K -8,564 Closed
CWG
120
Cornerstone Wealth Group
North Carolina
– -$211K -8,453 Closed
VCM
121
Vivaldi Capital Management
Illinois
– -$202K -8,103 Closed
RA
122
RFG Advisory
Alabama
– -$202K -8,084 Closed
CWS
123
Cypress Wealth Services
California
– -$200K -7,969 Closed
Rockefeller Capital Management
124
Rockefeller Capital Management
New York
– -$154K -6,170 Closed
IGWM
125
ICA Group Wealth Management
Colorado
– -$17K -680 Closed
2 3 4
5
6

QQQX Hedge Fund Activity: Q3 2023 in Review

111 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2023, worth a combined $261M — down 0.3% from $262M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new QQQX positions and 15 closed out — a net gain of 7 holders — while 32 added to existing stakes and 31 trimmed.

The largest buyer was Cornerstone Advisors, opening a new position worth an estimated $5.28M. The largest seller was Royal Bank of Canada, cutting an estimated $1.58M.

  • 111 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2023, up from 105 in Q2 2023.
  • Funds reported $261M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2023, down 0.3% quarter-over-quarter.
  • 22 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2023 and 15 closed out, a net change of +7 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2023 was Cornerstone Advisors, an estimated $5.28M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2023 was Royal Bank of Canada, an estimated $1.58M sold.

Based on aggregated 13F filings for Q3 2023.