Rockefeller Capital Management’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$841K	Sell	31,522 -150	-0.5%	-$4.16K	﹤0.01%	1694
2025 Q4	$903K	Buy	31,672 +127	+0.4%	+$3.54K	﹤0.01%	1597
2025 Q3	$866K	Buy	31,545 +7,979	+34%	+$214K	﹤0.01%	1487
2025 Q2	$624K	Buy	+23,566	New	+$575K	﹤0.01%	1493
2024 Q4	–	Sell	-10,017	Closed	-$252K	–	1715
2024 Q3	$252K	Sell	10,017 -3,120	-24%	-$76.9K	﹤0.01%	1572
2024 Q2	$329K	Buy	13,137 +2,324	+21%	+$55.4K	﹤0.01%	1533
2024 Q1	$261K	Buy	10,813 +600	+6%	+$14.1K	﹤0.01%	1622
2023 Q4	$236K	Buy	+10,213	New	+$228K	﹤0.01%	1508
2023 Q3	–	Sell	-6,170	Closed	-$154K	–	1755
2023 Q2	$154K	Buy	+6,170	New	+$150K	﹤0.01%	1709
2023 Q1	–	Sell	-5,780	Closed	-$118K	–	3460
2022 Q4	$118K	Sell	5,780 -797	-12%	-$17.4K	﹤0.01%	1949
2022 Q3	$134K	Buy	6,577 +70	+1%	+$1.63K	﹤0.01%	1839
2022 Q2	$142K	Sell	6,507 -482	-7%	-$11.8K	﹤0.01%	1777
2022 Q1	$198K	Buy	6,989 +1,010	+17%	+$27.3K	﹤0.01%	1696
2021 Q4	$183K	Sell	5,979 -198	-3%	-$5.89K	﹤0.01%	1674
2021 Q3	$175K	Buy	6,177 +37	+0.6%	+$1.09K	﹤0.01%	1621
2021 Q2	$180K	Buy	6,140 +85	+1%	+$2.41K	﹤0.01%	1549
2021 Q1	$164K	Buy	6,055 +900	+17%	+$24K	﹤0.01%	1393
2020 Q4	$134K	Buy	5,155 +99	+2%	+$2.45K	﹤0.01%	1330
2020 Q3	$123K	Buy	+5,056	New	+$125K	﹤0.01%	1187