Rockefeller Capital Management
QQQX icon

Rockefeller Capital Management’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Rockefeller Capital Management’s Portfolio QQQX Stock Details QQQX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.05M Buy
34,702
+3,180
+10% +$95.1K ﹤0.01% 1673
2026
Q1 		$841K Sell
31,522
-150
-0.5% -$4.16K ﹤0.01% 1694
2025
Q4 		$903K Buy
31,672
+127
+0.4% +$3.54K ﹤0.01% 1597
2025
Q3 		$866K Buy
31,545
+7,979
+34% +$214K ﹤0.01% 1487
2025
Q2 		$624K Buy
+23,566
New +$575K ﹤0.01% 1493
2024
Q4 		– Sell
-10,017
Closed -$252K – 1715
2024
Q3 		$252K Sell
10,017
-3,120
-24% -$76.9K ﹤0.01% 1572
2024
Q2 		$329K Buy
13,137
+2,324
+21% +$55.4K ﹤0.01% 1533
2024
Q1 		$261K Buy
10,813
+600
+6% +$14.1K ﹤0.01% 1622
2023
Q4 		$236K Buy
+10,213
New +$228K ﹤0.01% 1508
2023
Q3 		– Sell
-6,170
Closed -$154K – 1755
2023
Q2 		$154K Buy
+6,170
New +$150K ﹤0.01% 1709
2023
Q1 		– Sell
-5,780
Closed -$118K – 3460
2022
Q4 		$118K Sell
5,780
-797
-12% -$17.4K ﹤0.01% 1949
2022
Q3 		$134K Buy
6,577
+70
+1% +$1.63K ﹤0.01% 1839
2022
Q2 		$142K Sell
6,507
-482
-7% -$11.8K ﹤0.01% 1777
2022
Q1 		$198K Buy
6,989
+1,010
+17% +$27.3K ﹤0.01% 1696
2021
Q4 		$183K Sell
5,979
-198
-3% -$5.89K ﹤0.01% 1674
2021
Q3 		$175K Buy
6,177
+37
+0.6% +$1.09K ﹤0.01% 1621
2021
Q2 		$180K Buy
6,140
+85
+1% +$2.41K ﹤0.01% 1549
2021
Q1 		$164K Buy
6,055
+900
+17% +$24K ﹤0.01% 1393
2020
Q4 		$134K Buy
5,155
+99
+2% +$2.45K ﹤0.01% 1330
2020
Q3 		$123K Buy
+5,056
New +$125K ﹤0.01% 1187

Other funds holding QQQX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Rockefeller Capital Management's QQQX Position: Q2 2026 in Review

Rockefeller Capital Management increased its Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) stake by 10% in Q2 2026, buying an estimated $95.1K and bringing the position to 34,702 shares worth $1.05M. The position accounts for ﹤0.01% of the portfolio, ranked #1673.

Rockefeller Capital Management first reported a position in QQQX in Q3 2020 and has held it in 20 quarters since. 153 funds tracked by Wall St. Rank hold QQQX as of Q2 2026.

  • Rockefeller Capital Management held 34,702 shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund worth $1.05M as of Q2 2026.
  • Rockefeller Capital Management bought 3,180 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q2 2026, an estimated $95.1K.
  • Nuveen NASDAQ 100 Dynamic Overwrite Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1673 holding.
  • Rockefeller Capital Management first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q3 2020 and has held it in 20 quarters since.
  • 153 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.