Vivaldi Capital Management’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Vivaldi Capital Management’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-8,103	Closed	-$202K	–	204
2023 Q2	$202K	Buy	+8,103	New	+$197K	0.06%	185
2022 Q1	–	Sell	-8,103	Closed	-$248K	–	229
2021 Q4	$248K	Hold	8,103	–	–	0.06%	178
2021 Q3	$230K	Hold	8,103	–	–	0.05%	209
2021 Q2	$239K	Hold	8,103	–	–	0.05%	208
2021 Q1	$219K	Hold	8,103	–	–	0.04%	219
2020 Q4	$211K	Buy	+8,103	New	+$200K	0.05%	234
2020 Q3	–	Sell	-8,103	Closed	-$204K	–	293
2020 Q2	$204K	Buy	+8,103	New	+$180K	0.04%	244

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Vivaldi Capital Management's QQQX Position: Q3 2023 in Review

Vivaldi Capital Management sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q3 2023, closing a stake of 8,103 shares — an estimated $202K sold.

Vivaldi Capital Management first reported a position in QQQX in Q2 2020 and held it in 7 quarters. The position peaked at $248K in Q4 2021. 111 funds tracked by Wall St. Rank hold QQQX as of Q3 2023.

Vivaldi Capital Management reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q3 2023 after selling out during the quarter.
Vivaldi Capital Management sold 8,103 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q3 2023, an estimated $202K.
Vivaldi Capital Management first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q2 2020 and held it in 7 quarters.
Vivaldi Capital Management's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $248K in Q4 2021.
111 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q3 2023.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.