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Nuveen NASDAQ 100 Dynamic Overwrite Fund

107 hedge funds and large institutions have $304M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 44 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

132% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 19

12% more capital invested

Capital invested by funds: $272M → $304M (+$31.9M)

7% more funds holding

Funds holding: 100107 (+7)

0.81% more ownership

Funds ownership: 22.77%23.58% (+0.81%)

Holders
107
Holders Change
+7
Holders Change %
+7%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
44
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$400K +$12K +404 +3%
HL
52
HeadInvest LLC
Maine
$325K -$24.5K -825 -7%
WAM
53
WealthTrust Asset Management
Florida
$318K +$7.85K +264 +3%
DA
54
Doliver Advisors
Texas
$299K +$328K +11,042 New
GAM
55
Griffin Asset Management
New York
$287K
JCM
56
Jacobi Capital Management
Pennsylvania
$287K +$6.24K +210 +2%
EVM
57
Eaton Vance Management
Massachusetts
$267K
VCM
58
Vivaldi Capital Management
Illinois
$248K
CWS
59
Cypress Wealth Services
California
$247K +$1.81K +61 +0.8%
AAS
60
Ameritas Advisory Services
Nebraska
$241K +$234K +7,869 New
SWP
61
Stratos Wealth Partners
Ohio
$232K +$8.65K +291 +4%
KPWS
62
Kestra Private Wealth Services
Texas
$224K +$217K +7,310 New
CWM
63
Chemistry Wealth Management
New York
$223K +$216K +7,260 New
NLP
64
Next Level Private
New York
$223K +$216K +7,260 New
FIA
65
Foundations Investment Advisors
Arizona
$216K +$219K +7,359 New
CA
66
Cetera Advisors
Colorado
$215K +$208K +7,004 New
LFAS
67
Level Four Advisory Services
Texas
$212K +$206K +6,923 New
Rockefeller Capital Management
68
Rockefeller Capital Management
New York
$183K -$5.89K -198 -3%
Carson Wealth (CWM LLC)
69
Carson Wealth (CWM LLC)
Nebraska
$178K +$173K +5,811 New
SPIA
70
Steward Partners Investment Advisory
New York
$173K
CAL
71
Capital Analysts LLC
Pennsylvania
$166K
NFG
72
Next Financial Group
Texas
$130K
RPCONE
73
Retirement Planning Company of New England
Rhode Island
$120K +$117K +3,931 New
AF
74
Allworth Financial
California
$114K
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$107K +$9.87K +332 +11%

QQQX Hedge Fund Activity: Q4 2021 in Review

107 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2021, worth a combined $304M — up 12% from $272M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new QQQX positions and 7 closed out — a net gain of 13 holders — while 44 added to existing stakes and 19 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $2.29M. The largest seller was Raymond James & Associates, cutting an estimated $391K.

  • 107 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2021, up from 100 in Q3 2021.
  • Funds reported $304M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2021, up 12% quarter-over-quarter.
  • 20 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2021 and 7 closed out, a net change of +13 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2021 was Guggenheim Capital, an estimated $2.29M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2021 was Raymond James & Associates, an estimated $391K sold.

Based on aggregated 13F filings for Q4 2021.