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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

108 hedge funds and large institutions have $249M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 40 increasing their positions, 25 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 25

11% more capital invested

Capital invested by funds: $224M → $249M (+$24.5M)

0.25% more ownership

Funds ownership: 21.8% → 22.05% (+0.25%)

5% less funds holding

Funds holding: 114 → 108 (-6)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

Holders
108
Holders Change
-6
Holders Change %
-5.26%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
40
Reduced
25
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NSLI
Nan Shan Life Insurance
Taiwan
+$16.1M
2
Wells Fargo
Wells Fargo
California
+$2.12M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1.35M
4
RCA
Ranch Capital Advisors
Florida
+$1.12M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.07M

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$3.5M
2
Cohen & Steers
Cohen & Steers
New York
-$1.92M
3
Citigroup
Citigroup
New York
-$1.82M
4
OC
Oppenheimer & Co
New York
-$1.29M
5
Invesco
Invesco
Georgia
-$737K
Name Holding Trade Value Shares
Change 		Change in
Stake
APA
51
American Portfolios Advisors
New York
$359K – – –
HighTower Advisors
52
HighTower Advisors
Illinois
$357K -$3.84K -144 -1%
AIM
53
Aspen Investment Management
Michigan
$357K -$667 -25 -0.2%
EH
54
Equitable Holdings
New York
$343K +$65.2K +2,445 +24%
Creative Planning
55
Creative Planning
Kansas
$341K – – –
WGA
56
Weather Gauge Advisory
Virginia
$334K -$46.6K -1,746 -12%
RJT
57
Raymond James Trust
Florida
$267K +$36.7K +1,375 +16%
AWM
58
AE Wealth Management
Kansas
$260K -$2.27K -85 -0.9%
GAM
59
Griffin Asset Management
New York
$254K – – –
JCM
60
Jacobi Capital Management
Pennsylvania
$239K – – –
MAFM
61
Mid Atlantic Financial Management
Pennsylvania
$238K +$234K +8,763 New
EVM
62
Eaton Vance Management
Massachusetts
$236K -$18.7K -700 -7%
MA
63
Mutual Advisors
Nebraska
$226K – – –
VCM
64
Vivaldi Capital Management
Illinois
$219K – – –
EAM
65
Evanson Asset Management
California
$216K +$212K +7,952 New
CWS
66
Cypress Wealth Services
California
$214K -$64.2K -2,407 -23%
AWA
67
Arkadios Wealth Advisors
Georgia
$213K +$106K +3,988 +103%
Carson Wealth (CWM LLC)
68
Carson Wealth (CWM LLC)
Nebraska
$197K – – –
ANBT
69
American National Bank & Trust
Texas
$175K – – –
SPIA
70
Steward Partners Investment Advisory
New York
$166K +$11.9K +446 +8%
Rockefeller Capital Management
71
Rockefeller Capital Management
New York
$164K +$24K +900 +17%
Citigroup
72
Citigroup
New York
$158K -$1.82M -68,080 -92%
CAL
73
Capital Analysts LLC
Pennsylvania
$147K – – –
NFG
74
Next Financial Group
Texas
$118K – – –
AIC
75
Ameritas Investment Company
Nebraska
$105K +$103K +3,869 New
1 2
3
4 5

QQQX Hedge Fund Activity: Q1 2021 in Review

108 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2021, worth a combined $249M — up 11% from $224M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of QQQX and 13 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 40 added.

The largest buyer was Nan Shan Life Insurance, adding an estimated $16.1M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $3.5M sold.

  • 108 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2021, down from 114 in Q4 2020.
  • Funds reported $249M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2021, up 11% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2021 and 18 closed out, a net change of -5 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2021 was Nan Shan Life Insurance, an estimated $16.1M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2021 was Shaker Financial Services, an estimated $3.5M sold.

Based on aggregated 13F filings for Q1 2021.