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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

114 hedge funds and large institutions have $224M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 10

30% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 27

23% more funds holding

Funds holding: 93 → 114 (+21)

13% more capital invested

Capital invested by funds: $198M → $224M (+$26.5M)

1.26% more ownership

Funds ownership: 20.54% → 21.8% (+1.3%)

Holders
114
Holders Change
+21
Holders Change %
+22.58%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
32
Increased
35
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NSLI
Nan Shan Life Insurance
Taiwan
+$5.06M
2
SFS
Shaker Financial Services
Virginia
+$2.99M
3
Citigroup
Citigroup
New York
+$1.58M
4
Morgan Stanley
Morgan Stanley
New York
+$1.42M
5
Invesco
Invesco
Georgia
+$1.31M

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$1.84M
2
Cohen & Steers
Cohen & Steers
New York
-$1.55M
3
Bank of America
Bank of America
North Carolina
-$1.35M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$1.32M
5
Osaic Holdings
Osaic Holdings
Arizona
-$1.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
KWM
51
Kingsview Wealth Management
Oregon
$352K -$127K -5,152 -28%
HighTower Advisors
52
HighTower Advisors
Illinois
$346K +$3.56K +144 +1%
APA
53
American Portfolios Advisors
New York
$344K – – –
AIM
54
Aspen Investment Management
Michigan
$342K +$9.89K +400 +3%
IAIM
55
International Assets Investment Management
Florida
$336K -$30.3K -1,225 -9%
Millennium Management
56
Millennium Management
New York
$336K +$319K +12,900 New
KAS
57
Kestra Advisory Services
Texas
$330K +$314K +12,680 New
Creative Planning
58
Creative Planning
Kansas
$326K +$16.5K +667 +6%
Envestnet Asset Management
59
Envestnet Asset Management
Illinois
$312K +$297K +12,002 New
BRWM
60
B. Riley Wealth Management
Tennessee
$300K +$285K +11,517 New
TF
61
TIAA FSB
Florida
$282K +$268K +10,828 New
CWS
62
Cypress Wealth Services
California
$267K +$254K +10,275 New
EH
63
Equitable Holdings
New York
$265K +$2.5K +101 +1%
AWM
64
AE Wealth Management
Kansas
$251K +$239K +9,661 New
EVM
65
Eaton Vance Management
Massachusetts
$245K +$233K +9,406 New
GAM
66
Griffin Asset Management
New York
$243K – – –
JCM
67
Jacobi Capital Management
Pennsylvania
$228K +$4.87K +197 +2%
SS
68
Simplicity Solutions
Minnesota
$221K +$210K +8,485 New
RJT
69
Raymond James Trust
Florida
$220K – – –
MA
70
Mutual Advisors
Nebraska
$216K -$46.5K -1,882 -18%
VCM
71
Vivaldi Capital Management
Illinois
$211K +$200K +8,103 New
Carson Wealth (CWM LLC)
72
Carson Wealth (CWM LLC)
Nebraska
$197K – – –
ANBT
73
American National Bank & Trust
Texas
$168K – – –
WAM
74
Wolverine Asset Management
Illinois
$163K +$155K +6,273 New
1CP
75
1607 Capital Partners
Virginia
$157K +$150K +6,047 New
1 2
3
4 5

QQQX Hedge Fund Activity: Q4 2020 in Review

114 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2020, worth a combined $224M — up 13% from $198M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new QQQX positions and 10 closed out — a net gain of 22 holders — while 35 added to existing stakes and 27 trimmed.

The largest buyer was Nan Shan Life Insurance, adding an estimated $5.06M. The largest seller was Advisors Asset Management, cutting an estimated $1.84M.

  • 114 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2020, up from 93 in Q3 2020.
  • Funds reported $224M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 32 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2020 and 10 closed out, a net change of +22 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2020 was Nan Shan Life Insurance, an estimated $5.06M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2020 was Advisors Asset Management, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2020.