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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

61 hedge funds and large institutions have $122M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

17.93% more ownership

Funds ownership: 0% → 17.93% (+18%)

11% more funds holding

Funds holding: 55 → 61 (+6)

6% more capital invested

Capital invested by funds: $115M → $122M (+$6.95M)

Holders
61
Holders Change
+6
Holders Change %
+10.91%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
22
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$3.08M
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$2.64M
3
1CP
1607 Capital Partners
Virginia
+$1.59M
4
AAM
Advisors Asset Management
Colorado
+$1.15M
5
Wells Fargo
Wells Fargo
California
+$1.12M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$1.34M
2
GC
Guggenheim Capital
Illinois
-$1.18M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$758K
4
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$626K
5
SFS
Shaker Financial Services
Virginia
-$615K
Name Holding Trade Value Shares
Change 		Change in
Stake
BIG
51
Bellwether Investment Group
Tennessee
$47K +$47.4K +2,547 New
EWM
52
Evercore Wealth Management
New York
$46K – – –
NFG
53
Next Financial Group
Texas
$43K – – –
SEI Investments
54
SEI Investments
Pennsylvania
$28K -$33.3K -1,789 -54%
FCB
55
First Command Bank
Texas
$22K +$22.2K +1,193 New
FCFS
56
First Command Financial Services
Texas
$22K +$22.2K +1,193 New
CPIG
57
Chicago Partners Investment Group
Illinois
$19K – – –
BWP
58
Baldwin Wealth Partners
Massachusetts
$14K – – –
HNB
59
Huntington National Bank
Ohio
$13K – – –
BCM
60
Blume Capital Management
California
$4K – – –
Manulife (Manufacturers Life Insurance)
61
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K -$1K -54 -50%
CRC
62
Curi RMB Capital
Illinois
– -$361K -19,065 Closed
CAN
63
Cetera Advisor Networks
California
– -$229K -12,096 Closed
LAM
64
Lebenthal Asset Management
New York
– -$158K -8,325 Closed
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
– -$27K -1,445 Closed
TRCT
66
Tower Research Capital (TRC)
New York
– -$2K -80 Closed
1 2
3

QQQX Hedge Fund Activity: Q4 2016 in Review

61 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2016, worth a combined $122M — up 6.1% from $115M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QQQX positions and 5 closed out — a net gain of 8 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was 1832 Asset Management, adding an estimated $3.08M. The largest seller was Raymond James & Associates, cutting an estimated $1.34M.

  • 61 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2016, up from 55 in Q3 2016.
  • Funds reported $122M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2016, up 6.1% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2016 and 5 closed out, a net change of +8 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2016 was 1832 Asset Management, an estimated $3.08M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2016 was Raymond James & Associates, an estimated $1.34M sold.

Based on aggregated 13F filings for Q4 2016.