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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

100 hedge funds and large institutions have $272M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 51 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

219% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 16

0.51% more ownership

Funds ownership: 22.27% → 22.77% (+0.51%)

1% less capital invested

Capital invested by funds: $275M → $272M (-$3.48M)

2% less funds holding

Funds holding: 102 → 100 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
100
Holders Change
-2
Holders Change %
-1.96%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
51
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$2.02M
2
UBS Group
UBS Group
Switzerland
+$1.53M
3
Invesco
Invesco
Georgia
+$1.42M
4
Morgan Stanley
Morgan Stanley
New York
+$570K
5
BRWM
B. Riley Wealth Management
Tennessee
+$561K

Top Sellers

Rank Fund Capital Flow
1
Deutsche Bank
Deutsche Bank
Germany
-$1.91M
2
RJA
Raymond James & Associates
Florida
-$1.08M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$658K
4
LPL Financial
LPL Financial
California
-$580K
5
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$480K
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$1.4M +$473K +16,026 +48%
WS
27
Wedbush Securities
California
$1.36M +$406K +13,773 +40%
CAN
28
Cetera Advisor Networks
California
$1.26M +$49.7K +1,685 +4%
SCM
29
Schnieders Capital Management
California
$1.24M +$50.2K +1,700 +4%
GC
30
Guggenheim Capital
Illinois
$1.21M -$20.7K -700 -2%
FHA
31
Flagship Harbor Advisors
Massachusetts
$1.1M – – –
NA
32
NewEdge Advisors
Louisiana
$1.07M +$9.21K +312 +0.8%
BAM
33
Belpointe Asset Management
Nevada
$1.06M +$2.95K +100 +0.3%
AWA
34
Arkadios Wealth Advisors
Georgia
$1.05M +$56.6K +1,918 +5%
Mercer Global Advisors
35
Mercer Global Advisors
Colorado
$1M -$10.3K -350 -1%
BRWM
36
B. Riley Wealth Management
Tennessee
$986K +$561K +19,000 +121%
MML Investors Services
37
MML Investors Services
Massachusetts
$907K +$58.6K +1,987 +7%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$905K +$3.1K +105 +0.3%
HighTower Advisors
39
HighTower Advisors
Illinois
$877K +$121K +4,094 +15%
D
40
Diversified
Delaware
$788K +$3.9K +132 +0.5%
EH
41
Equitable Holdings
New York
$748K +$118K +4,000 +18%
AIM
42
Aspen Investment Management
Michigan
$743K +$385K +13,040 +99%
PP
43
Professional Planning
California
$657K +$14.5K +491 +2%
HA
44
Harborview Advisors
Maine
$638K +$27.8K +942 +4%
CFGS
45
Concourse Financial Group Securities
Alabama
$627K -$12.9K -438 -2%
MA
46
Mutual Advisors
Nebraska
$486K +$135K +4,585 +37%
CFA
47
Capstone Financial Advisors
Illinois
$411K – – –
PAG
48
Private Advisor Group
New Jersey
$408K +$1.48K +50 +0.3%
SPC
49
Sigma Planning Corp
Michigan
$406K +$98.9K +3,353 +31%
RJT
50
Raymond James Trust
Florida
$391K +$13.3K +450 +3%
1
2
3 4 5

QQQX Hedge Fund Activity: Q3 2021 in Review

100 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2021, worth a combined $272M — down 1.3% from $275M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of QQQX and 6 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 51 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $2.02M. The largest seller was Deutsche Bank, cutting an estimated $1.91M.

  • 100 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $272M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2021, down 1.3% quarter-over-quarter.
  • 6 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2021 and 7 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2021 was Shaker Financial Services, an estimated $2.02M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2021 was Deutsche Bank, an estimated $1.91M sold.

Based on aggregated 13F filings for Q3 2021.