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Nuveen NASDAQ 100 Dynamic Overwrite Fund

69 hedge funds and large institutions have $151M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

4% more capital invested

Capital invested by funds: $146M → $151M (+$5.66M)

0.29% more ownership

Funds ownership: 16.45%16.75% (+0.29%)

0% more funds holding

Funds holding: 6969 (0)

9% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 22

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6.46M

Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
20
Reduced
22
Closed
6
Calls
Puts
$6.46M
Net Calls
-$6.46M
Net Calls Change
-$6.46M
Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$558K +$52.9K +2,134 +10%
ALIONA
27
Allianz Life Insurance of North America
Minnesota
$499K +$517K +20,834 New
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$465K +$211K +8,519 +82%
SPC
29
Sigma Planning Corp
Michigan
$411K +$10.4K +420 +3%
Northern Trust
30
Northern Trust
Illinois
$375K +$49.6K +2,000 +15%
Creative Planning
31
Creative Planning
Kansas
$304K -$5.33K -215 -2%
SI
32
Stephens Inc
Arkansas
$257K -$72.8K -2,936 -22%
WS
33
Wedbush Securities
California
$252K +$253K +10,218 New
ANBT
34
American National Bank & Trust
Texas
$247K
PAG
35
Private Advisor Group
New Jersey
$240K +$19.9K +803 +9%
MML Investors Services
36
MML Investors Services
Massachusetts
$237K +$238K +9,602 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$232K -$70.8K -2,854 -23%
GAM
38
Griffin Asset Management
New York
$231K
SB
39
Suntrust Banks
Georgia
$228K -$161K -6,500 -39%
AIA
40
Allegis Investment Advisors
Idaho
$221K -$7.81K -315 -3%
Citigroup
41
Citigroup
New York
$210K -$149K -6,000 -41%
JCM
42
Jacobi Capital Management
Pennsylvania
$177K -$3.52K -142 -2%
IIC
43
Integrated Investment Consultants
Michigan
$133K +$134K +5,411 New
SPIA
44
Steward Partners Investment Advisory
New York
$99K
AF
45
Allworth Financial
California
$89K
PFGIA
46
Patriot Financial Group Insurance Agency
Massachusetts
$86K -$15.9K -642 -15%
RCAG
47
Rehmann Capital Advisory Group
Michigan
$79K +$79.3K +3,199 New
GWM
48
Geneos Wealth Management
Colorado
$67K -$4.96K -200 -7%
PFA
49
Pathway Financial Advisors
Vermont
$62K
IWM
50
IHT Wealth Management
Illinois
$60K

QQQX Hedge Fund Activity: Q1 2018 in Review

69 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2018, worth a combined $151M — up 3.9% from $146M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new QQQX positions and 6 closed out — a net gain of 1 holder — while 20 added to existing stakes and 22 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.57M. The largest seller was Invesco, cutting an estimated $1.76M.

  • 69 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2018, unchanged from Q4 2017.
  • Funds reported $151M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2018, up 3.9% quarter-over-quarter.
  • 7 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2018 and 6 closed out, a net change of +1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2018 was Morgan Stanley, an estimated $4.57M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2018 was Invesco, an estimated $1.76M sold.

Based on aggregated 13F filings for Q1 2018.