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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

69 hedge funds and large institutions have $146M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

16% more capital invested

Capital invested by funds: $126M → $146M (+$19.5M)

15% more funds holding

Funds holding: 60 → 69 (+9)

0.88% more ownership

Funds ownership: 15.57% → 16.45% (+0.88%)

5% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 22

Holders
69
Holders Change
+9
Holders Change %
+15%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
21
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$4.33M
2
RJA
Raymond James & Associates
Florida
+$1.89M
3
UBS Group
UBS Group
Switzerland
+$1.81M
4
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$1.47M
5
Invesco
Invesco
Georgia
+$1.41M

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$3.74M
2
GC
Guggenheim Capital
Illinois
-$1.43M
3
FHA
Flagship Harbor Advisors
Massachusetts
-$1.26M
4
DA
Doliver Advisors
Texas
-$849K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$526K
Name Holding Trade Value Shares
Change 		Change in
Stake
GW
26
GW & Wade
Massachusetts
$564K -$48.6K -2,051 -8%
LPL Financial
27
LPL Financial
California
$499K -$30.2K -1,275 -6%
AG
28
Advisor Group
Arizona
$497K +$397K +16,756 +446%
SPC
29
Sigma Planning Corp
Michigan
$393K +$42.4K +1,791 +12%
SB
30
Suntrust Banks
Georgia
$371K +$400K +16,865 New
Citigroup
31
Citigroup
New York
$352K +$198K +8,343 +135%
SI
32
Stephens Inc
Arkansas
$323K -$13.3K -562 -4%
Northern Trust
33
Northern Trust
Illinois
$319K +$313K +13,195 New
Creative Planning
34
Creative Planning
Kansas
$303K -$13.9K -585 -4%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$297K +$474 +20 +0.2%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$250K -$14.2K -598 -5%
ANBT
37
American National Bank & Trust
Texas
$242K – – –
GAM
38
Griffin Asset Management
New York
$226K – – –
AIA
39
Allegis Investment Advisors
Idaho
$225K -$338K -14,278 -61%
PAG
40
Private Advisor Group
New Jersey
$223K -$353K -14,917 -63%
KA
41
Kovack Advisors
Florida
$201K -$191K -8,068 -49%
JCM
42
Jacobi Capital Management
Pennsylvania
$186K -$10.2K -429 -5%
PFGIA
43
Patriot Financial Group Insurance Agency
Massachusetts
$105K -$59.6K -2,515 -37%
SPIA
44
Steward Partners Investment Advisory
New York
$97K +$1.54K +65 +2%
AF
45
Allworth Financial
California
$87K – – –
AWMS
46
Advocacy Wealth Management Services
Georgia
$74K -$28.7K -1,210 -28%
GWM
47
Geneos Wealth Management
Colorado
$71K +$1.78K +75 +3%
IWM
48
IHT Wealth Management
Illinois
$62K -$17.3K -732 -23%
EWM
49
Evercore Wealth Management
New York
$61K – – –
PFA
50
Pathway Financial Advisors
Vermont
$61K +$59.2K +2,500 New
1
2
3

QQQX Hedge Fund Activity: Q4 2017 in Review

69 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2017, worth a combined $146M — up 16% from $126M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new QQQX positions and 6 closed out — a net gain of 9 holders — while 21 added to existing stakes and 22 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.33M. The largest seller was Advisors Asset Management, cutting an estimated $3.74M.

  • 69 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2017, up from 60 in Q3 2017.
  • Funds reported $146M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2017, up 16% quarter-over-quarter.
  • 15 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2017 and 6 closed out, a net change of +9 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2017 was Morgan Stanley, an estimated $4.33M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2017 was Advisors Asset Management, an estimated $3.74M sold.

Based on aggregated 13F filings for Q4 2017.