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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

60 hedge funds and large institutions have $126M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

3% more capital invested

Capital invested by funds: $123M → $126M (+$3.43M)

0.12% more ownership

Funds ownership: 15.46% → 15.57% (+0.12%)

0% more funds holding

Funds holding: 60 → 60 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
60
Holders Change
–
Holders Change %
0%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
26
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$1.3M
2
UBS Group
UBS Group
Switzerland
+$965K
3
Morgan Stanley
Morgan Stanley
New York
+$913K
4
RJA
Raymond James & Associates
Florida
+$866K
5
DA
Doliver Advisors
Texas
+$603K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$3.09M
2
Cohen & Steers
Cohen & Steers
New York
-$1.44M
3
Invesco
Invesco
Georgia
-$1.29M
4
TCM
Tuttle Capital Management
Connecticut
-$1.11M
5
WAM
Weiss Asset Management
Massachusetts
-$429K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$493K +$488K +22,276 New
LPL Financial
27
LPL Financial
California
$484K +$20.5K +935 +4%
Millennium Management
28
Millennium Management
New York
$458K +$219K +9,989 +93%
NPC
29
National Planning Corporation
California
$385K +$9.85K +450 +3%
KA
30
Kovack Advisors
Florida
$363K +$2.36K +108 +0.7%
SPC
31
Sigma Planning Corp
Michigan
$320K +$13.5K +618 +4%
SI
32
Stephens Inc
Arkansas
$308K -$14.9K -681 -5%
Creative Planning
33
Creative Planning
Kansas
$290K +$5.1K +233 +2%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$271K -$31.5K -1,441 -11%
Cohen & Steers
35
Cohen & Steers
New York
$270K -$1.44M -65,783 -84%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$242K -$8.8K -402 -4%
ANBT
37
American National Bank & Trust
Texas
$221K – – –
GAM
38
Griffin Asset Management
New York
$207K +$205K +9,355 New
JCM
39
Jacobi Capital Management
Pennsylvania
$180K +$53.3K +2,436 +44%
PFGIA
40
Patriot Financial Group Insurance Agency
Massachusetts
$153K -$7.68K -351 -5%
Citigroup
41
Citigroup
New York
$137K +$34.1K +1,559 +34%
AWMS
42
Advocacy Wealth Management Services
Georgia
$95K -$20.4K -931 -18%
IA
43
IFP Advisors
Florida
$94K -$20.3K -928 -18%
SPIA
44
Steward Partners Investment Advisory
New York
$87K +$700 +32 +0.8%
AG
45
Advisor Group
Arizona
$83K -$7.62K -348 -8%
AF
46
Allworth Financial
California
$79K – – –
IWM
47
IHT Wealth Management
Illinois
$73K – – –
GWM
48
Geneos Wealth Management
Colorado
$63K – – –
EWM
49
Evercore Wealth Management
New York
$55K – – –
SEI Investments
50
SEI Investments
Pennsylvania
$33K – – –
1
2
3

QQQX Hedge Fund Activity: Q3 2017 in Review

60 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2017, worth a combined $126M — up 2.8% from $123M a quarter earlier.

Fund positioning in QQQX was balanced in Q3 2017: 5 funds opened new positions, 5 closed out, 26 added to existing stakes and 17 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.3M. The largest seller was Advisors Asset Management, cutting an estimated $3.09M.

  • 60 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $126M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2017, up 2.8% quarter-over-quarter.
  • 5 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2017 and 5 closed out, a net change of 0 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2017 was Ameriprise, an estimated $1.3M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2017 was Advisors Asset Management, an estimated $3.09M sold.

Based on aggregated 13F filings for Q3 2017.