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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

60 hedge funds and large institutions have $123M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2017 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

13% more funds holding

Funds holding: 53 → 60 (+7)

14.99% less ownership

Funds ownership: 30.45% → 15.46% (-15%)

39% less capital invested

Capital invested by funds: $201M → $123M (-$78.3M)

Holders
60
Holders Change
+7
Holders Change %
+13.21%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
21
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$5.63M
2
TCM
Tuttle Capital Management
Connecticut
+$1.1M
3
SFM
Signet Financial Management
New Jersey
+$772K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$638K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$587K

Top Sellers

Rank Fund Capital Flow
1
Credit Agricole
Credit Agricole
France
-$72.9M
2
MIAN
Mariner Independent Advisor Network
Kansas
-$5.46M
3
LPL Financial
LPL Financial
California
-$5.25M
4
AAM
Advisors Asset Management
Colorado
-$4.34M
5
GC
Guggenheim Capital
Illinois
-$3.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
26
LPL Financial
California
$455K -$5.25M -242,602 -92%
WAM
27
Weiss Asset Management
Massachusetts
$429K +$428K +19,754 New
NPC
28
National Planning Corporation
California
$365K +$138K +6,378 +60%
KA
29
Kovack Advisors
Florida
$353K +$353K +16,282 New
SI
30
Stephens Inc
Arkansas
$317K -$389K -17,953 -55%
SPC
31
Sigma Planning Corp
Michigan
$300K +$300K +13,838 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$298K -$207K -9,547 -41%
Creative Planning
33
Creative Planning
Kansas
$280K +$110K +5,068 +65%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$246K -$26.4K -1,220 -10%
DA
35
Doliver Advisors
Texas
$235K +$234K +10,803 New
Millennium Management
36
Millennium Management
New York
$233K -$97.3K -4,494 -30%
ANBT
37
American National Bank & Trust
Texas
$217K – – –
PFGIA
38
Patriot Financial Group Insurance Agency
Massachusetts
$154K – – –
JCM
39
Jacobi Capital Management
Pennsylvania
$119K +$119K +5,475 New
AWMS
40
Advocacy Wealth Management Services
Georgia
$113K -$22.8K -1,053 -17%
IA
41
IFP Advisors
Florida
$112K – – –
Citigroup
42
Citigroup
New York
$100K +$19.4K +894 +24%
AG
43
Advisor Group
Arizona
$89K +$24.1K +1,111 +37%
SPIA
44
Steward Partners Investment Advisory
New York
$85K +$714 +33 +0.8%
AF
45
Allworth Financial
California
$78K – – –
GWM
46
Geneos Wealth Management
Colorado
$62K -$17.3K -800 -22%
MA
47
MCF Advisors
Kentucky
$61K +$60.8K +2,809 New
EWM
48
Evercore Wealth Management
New York
$54K – – –
NFG
49
Next Financial Group
Texas
$34K – – –
SEI Investments
50
SEI Investments
Pennsylvania
$33K – – –
1
2
3

QQQX Hedge Fund Activity: Q2 2017 in Review

60 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q2 2017, worth a combined $123M — down 39% from $201M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new QQQX positions and 5 closed out — a net gain of 7 holders — while 21 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.63M. The largest seller was Credit Agricole, exiting entirely with an estimated $72.9M sold.

  • 60 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q2 2017, up from 53 in Q1 2017.
  • Funds reported $123M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q2 2017, down 39% quarter-over-quarter.
  • 12 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q2 2017 and 5 closed out, a net change of +7 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q2 2017 was Morgan Stanley, an estimated $5.63M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q2 2017 was Credit Agricole, an estimated $72.9M sold.

Based on aggregated 13F filings for Q2 2017.