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Nuveen NASDAQ 100 Dynamic Overwrite Fund

53 hedge funds and large institutions have $201M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more capital invested

Capital invested by funds: $122M → $201M (+$79.2M)

12.52% more ownership

Funds ownership: 17.93%30.45% (+13%)

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

13% less funds holding

Funds holding: 6153 (-8)

50% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 14

Holders
53
Holders Change
-8
Holders Change %
-13.11%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
19
Reduced
17
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$501K +$488K +24,210 New
PAG
27
Private Advisor Group
New Jersey
$486K +$88.7K +4,400 +23%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$480K +$19.6K +973 +4%
AIA
29
Allegis Investment Advisors
Idaho
$445K +$88.6K +4,395 +26%
Millennium Management
30
Millennium Management
New York
$315K +$307K +15,221 New
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$260K -$2.61M -129,534 -91%
NPC
32
National Planning Corporation
California
$218K -$5.68K -282 -3%
ANBT
33
American National Bank & Trust
Texas
$207K
NMC
34
Nine Masts Capital
Hong Kong
$170K +$165K +8,200 New
Creative Planning
35
Creative Planning
Kansas
$162K +$79.8K +3,957 +103%
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$146K
AWMS
37
Advocacy Wealth Management Services
Georgia
$129K -$23.3K -1,158 -16%
IA
38
IFP Advisors
Florida
$107K
GI
39
Gradient Investments
Minnesota
$83K +$80.6K +4,000 New
SPIA
40
Steward Partners Investment Advisory
New York
$80K
Citigroup
41
Citigroup
New York
$77K +$3.93K +195 +6%
GWM
42
Geneos Wealth Management
Colorado
$76K +$10.1K +500 +16%
AF
43
Allworth Financial
California
$74K
IWM
44
IHT Wealth Management
Illinois
$67K
AG
45
Advisor Group
Arizona
$62K -$77.1K -3,823 -56%
EWM
46
Evercore Wealth Management
New York
$52K
HNB
47
Huntington National Bank
Ohio
$38K -$14.2K -702 Closed
NFG
48
Next Financial Group
Texas
$34K -$14.4K -713 -31%
SEI Investments
49
SEI Investments
Pennsylvania
$31K
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$30K -$421K -20,894 -93%

QQQX Hedge Fund Activity: Q1 2017 in Review

53 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2017, worth a combined $201M — up 65% from $122M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of QQQX and 7 opened new positions — a net loss of 7 holders — while 17 trimmed existing stakes and 19 added.

The largest buyer was Credit Agricole, opening a new position worth an estimated $99.5M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $7.79M sold.

  • 53 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2017, down from 61 in Q4 2016.
  • Funds reported $201M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2017, up 65% quarter-over-quarter.
  • 7 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2017 and 14 closed out, a net change of -7 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2017 was Credit Agricole, an estimated $99.5M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2017 was 1832 Asset Management, an estimated $7.79M sold.

Based on aggregated 13F filings for Q1 2017.