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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

53 hedge funds and large institutions have $201M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
-8
Holders Change %
-13.11%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
19
Reduced
17
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Credit Agricole
Credit Agricole
France
$72.9M
2
MIAN
Mariner Independent Advisor Network
Kansas
$5.46M
3
LPL Financial
LPL Financial
California
$5.41M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$11.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$5.75M

Top Sellers

1
1832 Asset Management
1832 Asset Management
Ontario, Canada
$0
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$260K
3
UBS Group
UBS Group
Switzerland
$12.2M
4
1CP
1607 Capital Partners
Virginia
$0
5
AAM
Advisors Asset Management
Colorado
$14.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Ameriprise
26
Ameriprise
Minnesota
$501K +$501K +24,210 New
PAG
27
Private Advisor Group
New Jersey
$486K +$90.9K +4,400 +23%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$480K +$20.1K +973 +4%
AIA
29
Allegis Investment Advisors
Idaho
$445K +$90.8K +4,395 +26%
Millennium Management
30
Millennium Management
New York
$315K +$315K +15,221 New
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$260K -$2.68M -129,534 -91%
NPC
32
National Planning Corporation
California
$218K -$5.82K -282 -3%
ANBT
33
American National Bank & Trust
Texas
$207K – – –
NMC
34
Nine Masts Capital
Hong Kong
$170K +$170K +8,200 New
Creative Planning
35
Creative Planning
Kansas
$162K +$82.1K +3,957 +103%
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$146K – – –
AWMS
37
Advocacy Wealth Management Services
Georgia
$129K -$23.9K -1,158 -16%
IA
38
IFP Advisors
Florida
$107K – – –
GI
39
Gradient Investments
Minnesota
$83K +$83K +4,000 New
SPIA
40
Steward Partners Investment Advisory
New York
$80K – – –
Citigroup
41
Citigroup
New York
$77K +$4.02K +195 +6%
GWM
42
Geneos Wealth Management
Colorado
$76K +$10.3K +500 +16%
AF
43
Allworth Financial
California
$74K – – –
IWM
44
IHT Wealth Management
Illinois
$67K – – –
AG
45
Advisor Group
Arizona
$62K -$79.2K -3,823 -56%
EWM
46
Evercore Wealth Management
New York
$52K – – –
HNB
47
Huntington National Bank
Ohio
$38K -$13K -702 Closed
NFG
48
Next Financial Group
Texas
$34K -$15.3K -713 -31%
SEI Investments
49
SEI Investments
Pennsylvania
$31K – – –
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$30K -$431K -20,894 -93%
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