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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

59 hedge funds and large institutions have $111M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 22 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+2
Holders Change %
+3.51%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
12
Reduced
22
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$1.77M
2
SFS
2
Shaker Financial Services
Virginia
$1.62M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.59M
4
Invesco
4
Invesco
Georgia
$7.48M
5
DA
5
Doliver Advisors
Texas
$970K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$3.3M
2
KIM
2
Karpus Investment Management
New York
$3.01M
3
GC
3
Guggenheim Capital
Illinois
$8.65M
4
LPL Financial
4
LPL Financial
California
$1.31M
5
PAG
5
Private Advisor Group
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$549K +$20.2K +1,132 +4%
OC
27
Oppenheimer & Co
New York
$535K -$2.47K -138 -0.5%
MFS
28
MSI Financial Services
Massachusetts
$469K -$23K -1,285 -5%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$414K -$20.7K -1,161 -5%
GEM
30
Global Endowment Management
North Carolina
$357K – – –
Bank of New York Mellon
31
Bank of New York Mellon
New York
$349K +$41K +2,296 +13%
NPC
32
National Planning Corporation
California
$200K -$31.1K -1,680 -13%
ICAS
33
Investors Capital Advisory Services
Massachusetts
$191K +$890 +50 +0.5%
ANBT
34
American National Bank & Trust
Texas
$179K +$179K +10,000 New
AWMS
35
Advocacy Wealth Management Services
Georgia
$172K -$518K -48,400 -75%
GWM
36
Geneos Wealth Management
Colorado
$92K – – –
AG
37
Advisor Group
Arizona
$85K +$85K +4,827 New
IA
38
IFP Advisors
Florida
$78K +$71.7K +4,010 +1,146%
Citigroup
39
Citigroup
New York
$74K +$177 +10 +0.2%
Creative Planning
40
Creative Planning
Kansas
$69K -$3.58K -200 -5%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$64K -$62.2K -3,447 -49%
AF
42
Allworth Financial
California
$64K – – –
FNBT
43
FineMark National Bank & Trust
Florida
$54K +$54K +3,000 New
Deutsche Bank
44
Deutsche Bank
Germany
$34K – – –
SEI Investments
45
SEI Investments
Pennsylvania
$27K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$26K – – –
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$25K +$473 +26 +2%
NFG
48
Next Financial Group
Texas
$19K -$18.3K -1,058 -49%
CPIG
49
Chicago Partners Investment Group
Illinois
$18K – – –
SCM
50
Southport Capital Management
Tennessee
$18K +$18K +983 New
1
2
3