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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

56 hedge funds and large institutions have $128M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

13% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 16

11% more capital invested

Capital invested by funds: $115M → $128M (+$13.1M)

8% more funds holding

Funds holding: 52 → 56 (+4)

Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
18
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$21.5M
2
Wells Fargo
Wells Fargo
California
+$5.67M
3
CA
Cornerstone Advisors
North Carolina
+$3.33M
4
Morgan Stanley
Morgan Stanley
New York
+$1.81M
5
SFS
Shaker Financial Services
Virginia
+$1.19M

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$3.55M
2
PPA
Parametric Portfolio Associates
Washington
-$2.34M
3
HighTower Advisors
HighTower Advisors
Illinois
-$1.81M
4
DA
Doliver Advisors
Texas
-$1.19M
5
GC
Guggenheim Capital
Illinois
-$1.18M
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$407K +$265K +13,910 +179%
BNP Paribas Financial Markets
27
BNP Paribas Financial Markets
France
$344K +$349K +18,332 New
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$258K +$116K +6,099 +79%
AIG
29
American International Group
New York
$250K -$12.5K -658 -5%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$242K +$245K +12,896 New
MFS
31
MSI Financial Services
Massachusetts
$218K -$124K -6,535 -36%
HighTower Advisors
32
HighTower Advisors
Illinois
$209K -$1.81M -94,917 -89%
SWP
33
Stratos Wealth Partners
Ohio
$208K +$6.77K +356 +3%
CA
34
Cetera Advisors
Colorado
$202K -$41.8K -2,197 -17%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$129K -$22.3K -1,171 -15%
Citigroup
36
Citigroup
New York
$116K +$59.2K +3,115 +102%
CCA
37
Catalyst Capital Advisors
New York
$76K +$77K +4,050 New
FAM
38
Formidable Asset Management
Ohio
$74K – – –
AF
39
Allworth Financial
California
$67K +$68.3K +3,591 New
BFEC
40
Benjamin F. Edwards & Company
Missouri
$64K – – –
Creative Planning
41
Creative Planning
Kansas
$33K – – –
NFG
42
Next Financial Group
Texas
$30K +$19K +1,000 +157%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$27K – – –
JIR
44
James Investment Research
Ohio
$27K – – –
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$23K – – –
CPIG
46
Chicago Partners Investment Group
Illinois
$19K -$494 -26 -3%
OIA
47
Optimum Investment Advisors
Illinois
$19K – – –
GI
48
Gradient Investments
Minnesota
$19K +$19.2K +1,010 New
HNB
49
Huntington National Bank
Ohio
$13K – – –
FCCM
50
First City Capital Management
Georgia
$9.99K – – –
1
2
3

QQQX Hedge Fund Activity: Q1 2015 in Review

56 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2015, worth a combined $128M — up 11% from $115M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new QQQX positions and 6 closed out — a net gain of 4 holders — while 18 added to existing stakes and 16 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $21.5M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $3.55M sold.

  • 56 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2015, up from 52 in Q4 2014.
  • Funds reported $128M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2015, up 11% quarter-over-quarter.
  • 10 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2015 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2015 was Karpus Investment Management, an estimated $21.5M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2015 was Sit Investment Associates, an estimated $3.55M sold.

Based on aggregated 13F filings for Q1 2015.