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Prospect Capital
PSEC

Overview Fund Activity

219 hedge funds and large institutions have $428M invested in Prospect Capital in 2014 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 69 increasing their positions, 69 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
219
Holders Change
+13
Holders Change %
+6.31%
% of All Funds
5.84%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.16%
New
53
Increased
69
Reduced
69
Closed
35
Calls
$2.26M
Puts
$6.55M
Net Calls
-$4.29M
Net Calls Change
+$8.2M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$24.2M
2
RCM
2
Rivernorth Capital Management
Florida
$9.07M
3
AFG
3
American Financial Group
Ohio
$8.26M
4
Citadel Advisors
4
Citadel Advisors
Florida
$10.9M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$7.51M

Top Sellers

1
CNB
1
City National Bank
California
$6.38M
2
VM
2
Varde Management
Minnesota
$0
3
PSI
3
Pinnacle Summer Investments
Virginia
$1.24M
4
AAMU
4
Amundi Asset Management US
Massachusetts
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$3.82M
Name Holding Trade Value Shares
Change 		Shares
Change %
Prudential Financial
151
Prudential Financial
New Jersey
$137K -$24.8K -3,000 -15%
EFS
152
Essex Financial Services
Connecticut
$135K -$3.06K -369 -2%
PTC
153
Private Trust Company
Ohio
$131K -$148 -18 -0.1%
Northern Trust
154
Northern Trust
Illinois
$129K -$138K -16,570 -52%
KCM
155
Kempner Capital Management
Texas
$129K – – –
PNC Financial Services Group
156
PNC Financial Services Group
Pennsylvania
$128K -$32.9K -3,979 -20%
AWA
157
Arete Wealth Advisors
Illinois
$127K +$127K +15,400 New
DTL
158
Dynamic Technology Lab
Singapore
$125K +$125K +15,101 New
Nuveen Asset Management
159
Nuveen Asset Management
Illinois
$124K -$504K -61,000 -80%
AG
160
Aperio Group
California
$121K -$50.7K -6,148 -30%
ICAS
161
Investors Capital Advisory Services
Massachusetts
$119K -$1.42K -173 -1%
SCM
162
Southport Capital Management
Tennessee
$118K +$118K +14,300 New
DAM
163
Delta Asset Management
Tennessee
$116K – – –
CFA
164
Camarda Financial Advisors
Florida
$113K +$113K +13,704 New
CAM
165
Concorde Asset Management
Michigan
$110K +$110K +13,737 New
Sumitomo Mitsui Trust Group
166
Sumitomo Mitsui Trust Group
Japan
$107K +$15.9K +1,923 +17%
SS
167
Sunbelt Securities
Texas
$107K +$107K +12,945 New
TH
168
Timber Hill
Connecticut
$103K +$103K +12,501 New
EGM
169
Engineers Gate Manager
New York
$102K +$102K +12,388 New
BT
170
Beacon Trust
New Jersey
$99K – – –
Jane Street
171
Jane Street
New York
$96K +$2.18K +262 +2%
CSS
172
Cubist Systematic Strategies
Connecticut
$96K +$96K +11,564 New
NIT
173
NumerixS Investment Technologies
British Columbia, Canada
$96K +$96K +11,600 New
AFM
174
Anson Funds Management
Texas
$93K +$93K +11,200 New
NV
175
Nair Vinay
$92K +$92K +11,183 New
5 6
7
8 9