Nuveen’s Prospect Capital PSEC Stock Holding History

Nuveen’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-15,000	Closed	-$124K	–	1632
2014 Q4	$124K	Sell	15,000 -61,000	-80%	-$563K	﹤0.01%	1562
2014 Q3	$752K	Buy	76,000 +9,000	+13%	+$94.9K	﹤0.01%	1240
2014 Q2	$712K	Sell	67,000 -18,199	-21%	-$189K	﹤0.01%	1286
2014 Q1	$920K	Buy	85,199 +8,000	+10%	+$88.5K	0.01%	1172
2013 Q4	$866K	Buy	77,199 +6,179	+9%	+$69.5K	0.01%	1162
2013 Q3	$793K	Buy	71,020 +52,577	+285%	+$584K	0.01%	1202
2013 Q2	$199K	Buy	+18,443	New	+$198K	﹤0.01%	1455

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Nuveen's PSEC Position: Q1 2015 in Review

Nuveen sold out of Prospect Capital (PSEC) in Q1 2015, closing a stake of 15,000 shares — an estimated $124K sold.

Nuveen first reported a position in PSEC in Q2 2013 and held it in 7 quarters. The position peaked at $920K in Q1 2014. 222 funds tracked by Wall St. Rank hold PSEC as of Q1 2015.

Nuveen reported no remaining Prospect Capital position as of Q1 2015 after selling out during the quarter.
Nuveen sold 15,000 Prospect Capital shares in Q1 2015, an estimated $124K.
Nuveen first reported a position in Prospect Capital in Q2 2013 and held it in 7 quarters.
Nuveen's Prospect Capital position peaked at $920K in Q1 2014.
222 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2015.

Based on Nuveen's 13F filing for Q1 2015, filed 15 May 2015.