Concorde Asset Management’s Prospect Capital PSEC Stock Holding History

Concorde Asset Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$956K	Buy	359,960 +55,680	+18%	+$153K	0.47%	46
2025 Q4	$788K	Buy	304,280 +87,130	+40%	+$233K	0.32%	68
2025 Q3	$600K	Buy	+217,150	New	+$649K	0.25%	87
2025 Q1	$271K	Buy	72,900 +43,650	+149%	+$188K	0.15%	126
2024 Q4	$126K	Buy	+29,250	New	+$140K	0.07%	177
2021 Q4	–	Sell	-101,877	Closed	-$784K	–	194
2021 Q3	$784K	Buy	+101,877	New	+$821K	0.45%	81
2021 Q2	–	Sell	-152,910	Closed	-$1.17M	–	221
2021 Q1	$1.17M	Buy	+152,910	New	+$1.06M	0.68%	48
2019 Q3	–	Sell	-52,300	Closed	-$342K	–	195
2019 Q2	$342K	Hold	52,300	–	–	0.2%	144
2019 Q1	$341K	Sell	52,300 -21,000	-29%	-$140K	0.22%	133
2018 Q4	$463K	Buy	+73,300	New	+$495K	0.39%	87
2016 Q2	–	Sell	-10,288	Closed	-$75K	–	149
2016 Q1	$75K	Sell	10,288 -507	-5%	-$3.37K	0.09%	116
2015 Q4	$72K	Sell	10,795 -2,473	-19%	-$17.9K	0.08%	107
2015 Q3	$95K	Buy	+13,268	New	+$98.8K	0.16%	92
2015 Q2	–	Sell	-11,025	Closed	-$93K	–	118
2015 Q1	$93K	Sell	11,025 -2,712	-20%	-$23.2K	0.11%	110
2014 Q4	$110K	Buy	+13,737	New	+$127K	0.14%	91

Other funds holding PSEC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

GJL

Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Concorde Asset Management's PSEC Position: Q1 2026 in Review

Concorde Asset Management increased its Prospect Capital (PSEC) stake by 18% in Q1 2026, buying an estimated $153K and bringing the position to 359,960 shares worth $956K. The position accounts for 0.47% of the portfolio, ranked #46.

Concorde Asset Management first reported a position in PSEC in Q4 2014 and has held it in 15 quarters since. The position peaked at $1.17M in Q1 2021. 218 funds tracked by Wall St. Rank hold PSEC as of Q1 2026.

Concorde Asset Management held 359,960 shares of Prospect Capital worth $956K as of Q1 2026.
Concorde Asset Management bought 55,680 Prospect Capital shares in Q1 2026, an estimated $153K.
Prospect Capital made up 0.47% of Concorde Asset Management's portfolio in Q1 2026, its #46 holding.
Concorde Asset Management first reported a position in Prospect Capital in Q4 2014 and has held it in 15 quarters since.
Concorde Asset Management's Prospect Capital position peaked at $1.17M in Q1 2021.
218 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2026.

Based on Concorde Asset Management's 13F filing for Q1 2026, filed 1 Jun 2026.