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Arete Wealth Advisors’s Prospect Capital PSEC Stock Holding History

Arete Wealth Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q4 		– Sell
-224,886
Closed -$1.2M – 782
2024
Q3 		$1.2M Buy
+224,886
New +$1.19M 0.1% 196
2023
Q3 		– Sell
-13,439
Closed -$83K – 650
2023
Q2 		$83K Buy
13,439
+3,262
+32% +$21K 0.01% 635
2023
Q1 		$71K Buy
+10,177
New +$73.9K 0.01% 617
2019
Q1 		– Sell
-11,408
Closed -$72K – 404
2018
Q4 		$72K Buy
+11,408
New +$77.1K 0.02% 362
2018
Q3 		– Sell
-28,980
Closed -$194K – 388
2018
Q2 		$194K Hold
28,980
– – 0.05% 348
2018
Q1 		$190K Sell
28,980
-2,800
-9% -$18.7K 0.06% 304
2017
Q4 		$214K Sell
31,780
-4,000
-11% -$26.1K 0.07% 286
2017
Q3 		$240K Sell
35,780
-5,570
-13% -$41.8K 0.1% 227
2017
Q2 		$336K Buy
41,350
+19,025
+85% +$163K 0.15% 175
2017
Q1 		$202K Buy
22,325
+4,972
+29% +$44.6K 0.09% 185
2016
Q4 		$145K Sell
17,353
-3,497
-17% -$28.1K 0.07% 178
2016
Q3 		$169K Buy
20,850
+250
+1% +$2.06K 0.1% 141
2016
Q2 		$161K Sell
20,600
-2,800
-12% -$21.1K 0.1% 131
2016
Q1 		$170K Buy
23,400
+2,500
+12% +$16.6K 0.1% 136
2015
Q4 		$146K Sell
20,900
-1,000
-5% -$7.26K 0.09% 124
2015
Q3 		$156K Hold
21,900
– – 0.12% 112
2015
Q2 		$161K Sell
21,900
-1,300
-6% -$10.4K 0.11% 130
2015
Q1 		$195K Buy
23,200
+7,800
+51% +$66.6K 0.13% 133
2014
Q4 		$127K Buy
+15,400
New +$142K 0.09% 130

Other funds holding PSEC

VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Balyasny Asset Management
Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Arete Wealth Advisors's PSEC Position: Q4 2024 in Review

Arete Wealth Advisors sold out of Prospect Capital (PSEC) in Q4 2024, closing a stake of 224,886 shares — an estimated $1.2M sold.

Arete Wealth Advisors first reported a position in PSEC in Q4 2014 and held it in 19 quarters. The position peaked at $1.2M in Q3 2024. 239 funds tracked by Wall St. Rank hold PSEC as of Q4 2024.

  • Arete Wealth Advisors reported no remaining Prospect Capital position as of Q4 2024 after selling out during the quarter.
  • Arete Wealth Advisors sold 224,886 Prospect Capital shares in Q4 2024, an estimated $1.2M.
  • Arete Wealth Advisors first reported a position in Prospect Capital in Q4 2014 and held it in 19 quarters.
  • Arete Wealth Advisors's Prospect Capital position peaked at $1.2M in Q3 2024.
  • 239 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2024.

Based on Arete Wealth Advisors's 13F filing for Q4 2024, filed 12 Feb 2025.