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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$2.32M +$587K +55,267 +34%
PPA
52
Parametric Portfolio Associates
Washington
$2.26M +$28.6K +2,690 +1%
US Bancorp
53
US Bancorp
Minnesota
$2.16M – – –
Fiera Capital (Canada)
54
Fiera Capital (Canada)
Quebec, Canada
$2.14M +$213K +20,000 +11%
Nomura Holdings
55
Nomura Holdings
Japan
$2.04M +$1.64M +154,454 +402%
SRC
56
Shufro Rose & Co
New York
$2.01M +$266K +25,000 +15%
MSE
57
MUFG Securities EMEA
United Kingdom
$1.93M – – –
NCCM
58
Nine Chapters Capital Management
New Jersey
$1.93M -$1.82M -171,700 -49%
ACI
59
Alpha Cubed Investments
California
$1.92M +$1.53M +143,857 +390%
SFM
60
Systematic Financial Management
New Jersey
$1.85M +$107K +10,050 +6%
BIM
61
BlackRock Investment Management
Delaware
$1.81M -$9.47M -891,280 -84%
RJA
62
Raymond James & Associates
Florida
$1.81M +$53.1K +4,994 +3%
BC
63
Barnett & Company
Tennessee
$1.79M +$1.26M +118,440 +238%
SG Americas Securities
64
SG Americas Securities
New York
$1.65M +$50.5K +4,752 +3%
PSI
65
Pinnacle Summer Investments
Virginia
$1.6M +$2.68K +252 +0.2%
PFS
66
Prospera Financial Services
Texas
$1.58M +$71.2K +6,700 +5%
Barclays
67
Barclays
United Kingdom
$1.53M +$1.15M +114,795 +300%
JG
68
Jefferies Group
New York
$1.52M +$1.37M +128,609 +865%
OWIM
69
Old West Investment Management
California
$1.49M – – –
BTS
70
BB&T Securities
Virginia
$1.48M -$31.9K -300 -2%
NC
71
Northpointe Capital
Michigan
$1.46M +$1.46M +137,555 New
CK
72
Carnick & Kubik
Colorado
$1.37M +$11.7K +1,100 +0.9%
Stifel Financial
73
Stifel Financial
Missouri
$1.34M -$1.06M -99,915 -44%
KeyBank National Association
74
KeyBank National Association
Ohio
$1.31M -$199K -18,696 -13%
BIT
75
BlackRock Institutional Trust
California
$1.27M -$39.5M -3,719,556 -97%
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