Old West Investment Management’s Prospect Capital PSEC Stock Holding History

Old West Investment Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-140,000	Closed	-$1.03M	–	76
2015 Q2	$1.03M	Hold	140,000	–	–	0.72%	38
2015 Q1	$1.18M	Hold	140,000	–	–	0.8%	31
2014 Q4	$1.16M	Hold	140,000	–	–	0.72%	31
2014 Q3	$1.39M	Hold	140,000	–	–	0.87%	28
2014 Q2	$1.49M	Hold	140,000	–	–	0.88%	25
2014 Q1	$1.51M	Hold	140,000	–	–	0.94%	22
2013 Q4	$1.57M	Hold	140,000	–	–	0.95%	20
2013 Q3	$1.56M	Hold	140,000	–	–	0.74%	15
2013 Q2	$1.51M	Buy	+140,000	New	+$1.5M	0.74%	15

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

SCM

Scopia Capital Management New York $146M AUM 25.93% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Old West Investment Management's PSEC Position: Q3 2015 in Review

Old West Investment Management sold out of Prospect Capital (PSEC) in Q3 2015, closing a stake of 140,000 shares — an estimated $1.03M sold.

Old West Investment Management first reported a position in PSEC in Q2 2013 and held it in 9 quarters. The position peaked at $1.57M in Q4 2013. 209 funds tracked by Wall St. Rank hold PSEC as of Q3 2015.

Old West Investment Management reported no remaining Prospect Capital position as of Q3 2015 after selling out during the quarter.
Old West Investment Management sold 140,000 Prospect Capital shares in Q3 2015, an estimated $1.03M.
Old West Investment Management first reported a position in Prospect Capital in Q2 2013 and held it in 9 quarters.
Old West Investment Management's Prospect Capital position peaked at $1.57M in Q4 2013.
209 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2015.

Based on Old West Investment Management's 13F filing for Q3 2015, filed 12 Nov 2015.