Nomura Holdings’s Prospect Capital PSEC Stock Holding History

Nomura Holdings’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-17,501	Closed	-$158K	–	1576
2017 Q1	$158K	Buy	+17,501	New	+$157K	﹤0.01%	1184
2015 Q2	–	Sell	-17,643	Closed	-$149K	–	1983
2015 Q1	$149K	Buy	17,643 +11,186	+173%	+$95.5K	﹤0.01%	1555
2014 Q4	$54K	Sell	6,457 -50,823	-89%	-$469K	﹤0.01%	2189
2014 Q3	$572K	Sell	57,280 -135,610	-70%	-$1.43M	﹤0.01%	1730
2014 Q2	$2.04M	Buy	192,890 +154,454	+402%	+$1.61M	﹤0.01%	1122
2014 Q1	$415K	Sell	38,436 -10,716	-22%	-$119K	﹤0.01%	1892
2013 Q4	$552K	Sell	49,152 -4,350	-8%	-$49K	﹤0.01%	1228
2013 Q3	$599K	Buy	53,502 +35,002	+189%	+$389K	﹤0.01%	1306
2013 Q2	$199K	Buy	+18,500	New	+$198K	﹤0.01%	1849

Other funds holding PSEC

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Nomura Holdings's PSEC Position: Q2 2017 in Review

Nomura Holdings sold out of Prospect Capital (PSEC) in Q2 2017, closing a stake of 17,501 shares — an estimated $158K sold.

Nomura Holdings first reported a position in PSEC in Q2 2013 and held it in 9 quarters. The position peaked at $2.04M in Q2 2014. 213 funds tracked by Wall St. Rank hold PSEC as of Q2 2017.

Nomura Holdings reported no remaining Prospect Capital position as of Q2 2017 after selling out during the quarter.
Nomura Holdings sold 17,501 Prospect Capital shares in Q2 2017, an estimated $158K.
Nomura Holdings first reported a position in Prospect Capital in Q2 2013 and held it in 9 quarters.
Nomura Holdings's Prospect Capital position peaked at $2.04M in Q2 2014.
213 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2017.

Based on Nomura Holdings's 13F filing for Q2 2017, filed 15 Aug 2017.