Shufro Rose & Co’s Prospect Capital PSEC Stock Holding History

Shufro Rose & Co’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-11,000	Closed	-$45.1K	–	337
2025 Q3	$45.1K	Sell	11,000 -1,700	-13%	-$5.08K	﹤0.01%	312
2025 Q2	$52.1K	Hold	12,700	–	–	﹤0.01%	306
2025 Q1	$52.1K	Hold	12,700	–	–	﹤0.01%	308
2024 Q4	$54.7K	Hold	12,700	–	–	﹤0.01%	293
2024 Q3	$70.2K	Hold	12,700	–	–	0.01%	303
2024 Q2	$70.2K	Hold	12,700	–	–	0.01%	303
2024 Q1	$70.1K	Buy	12,700 +1,000	+9%	+$5.75K	0.01%	304
2023 Q4	$70.8K	Buy	11,700 +1,700	+17%	+$9.79K	0.01%	293
2023 Q3	$60.5K	Hold	10,000	–	–	0.01%	298
2023 Q2	$62K	Hold	10,000	–	–	0.01%	307
2023 Q1	$69.6K	Hold	10,000	–	–	0.01%	304
2022 Q4	$69.9K	Hold	10,000	–	–	0.01%	317
2022 Q3	$62K	Hold	10,000	–	–	0.01%	313
2022 Q2	$70K	Hold	10,000	–	–	0.01%	306
2022 Q1	$83K	Hold	10,000	–	–	0.01%	319
2021 Q4	$84K	Sell	10,000 -3,800	-28%	-$32K	0.01%	301
2021 Q3	$106K	Hold	13,800	–	–	0.01%	284
2021 Q2	$116K	Buy	13,800 +2,000	+17%	+$16.7K	0.01%	277
2021 Q1	$91K	Hold	11,800	–	–	0.01%	288
2020 Q4	$64K	Hold	11,800	–	–	0.01%	278
2020 Q3	$59K	Hold	11,800	–	–	0.01%	272
2020 Q2	$60K	Hold	11,800	–	–	0.01%	277
2020 Q1	$50K	Hold	11,800	–	–	0.01%	278
2019 Q4	$76K	Buy	11,800 +800	+7%	+$5.21K	0.01%	302
2019 Q3	$72K	Hold	11,000	–	–	0.01%	309
2019 Q2	$72K	Hold	11,000	–	–	0.01%	295
2019 Q1	$72K	Hold	11,000	–	–	0.01%	286
2018 Q4	$69K	Hold	11,000	–	–	0.01%	281
2018 Q3	$81K	Sell	11,000 -2,500	-19%	-$17.7K	0.01%	286
2018 Q2	$91K	Sell	13,500 -102	-0.7%	-$678	0.01%	286
2018 Q1	$89K	Hold	13,602	–	–	0.01%	290
2017 Q4	$92K	Sell	13,602 -159,698	-92%	-$1.04M	0.01%	274
2017 Q3	$1.17M	Buy	173,300 +2,500	+1%	+$18.7K	0.12%	113
2017 Q2	$1.39M	Sell	170,800 -6,600	-4%	-$56.6K	0.15%	91
2017 Q1	$1.6M	Sell	177,400 -2,500	-1%	-$22.4K	0.17%	90
2016 Q4	$1.5M	Sell	179,900 -6,200	-3%	-$49.8K	0.17%	91
2016 Q3	$1.51M	Sell	186,100 -4,566	-2%	-$37.7K	0.17%	86
2016 Q2	$1.49M	Sell	190,666 -8,534	-4%	-$64.3K	0.16%	91
2016 Q1	$1.45M	Sell	199,200 -1,500	-0.7%	-$9.97K	0.16%	93
2015 Q4	$1.4M	Buy	200,700 +1,200	+0.6%	+$8.71K	0.16%	96
2015 Q3	$1.42M	Sell	199,500 -9,300	-4%	-$69.2K	0.17%	94
2015 Q2	$1.54M	Sell	208,800 -2,000	-0.9%	-$16.1K	0.16%	91
2015 Q1	$1.78M	Buy	210,800 +16,700	+9%	+$143K	0.18%	87
2014 Q4	$1.6M	Sell	194,100 -3,000	-2%	-$27.7K	0.16%	93
2014 Q3	$1.95M	Buy	197,100 +8,300	+4%	+$87.5K	0.2%	87
2014 Q2	$2.01M	Buy	188,800 +25,000	+15%	+$260K	0.21%	84
2014 Q1	$1.77M	Buy	163,800 +6,300	+4%	+$69.7K	0.19%	85
2013 Q4	$1.77M	Sell	157,500 -700	-0.4%	-$7.88K	0.19%	81
2013 Q3	$1.77M	Sell	158,200 -500	-0.3%	-$5.55K	0.2%	83
2013 Q2	$1.71M	Buy	+158,700	New	+$1.7M	0.2%	81

Other funds holding PSEC

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GJL

Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Shufro Rose & Co's PSEC Position: Q4 2025 in Review

Shufro Rose & Co sold out of Prospect Capital (PSEC) in Q4 2025, closing a stake of 11,000 shares — an estimated $45.1K sold.

Shufro Rose & Co first reported a position in PSEC in Q2 2013 and held it in 50 quarters. The position peaked at $2.01M in Q2 2014. 223 funds tracked by Wall St. Rank hold PSEC as of Q4 2025.

Shufro Rose & Co reported no remaining Prospect Capital position as of Q4 2025 after selling out during the quarter.
Shufro Rose & Co sold 11,000 Prospect Capital shares in Q4 2025, an estimated $45.1K.
Shufro Rose & Co first reported a position in Prospect Capital in Q2 2013 and held it in 50 quarters.
Shufro Rose & Co's Prospect Capital position peaked at $2.01M in Q2 2014.
223 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2025.

Based on Shufro Rose & Co's 13F filing for Q4 2025, filed 9 Feb 2026.