Nine Chapters Capital Management’s Prospect Capital PSEC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q4
Sell
-27,900
Closed -$199K 428
2015
Q3
$199K Buy
+27,900
New +$199K 0.02% 834
2014
Q3
Sell
-181,300
Closed -$1.93M 1136
2014
Q2
$1.93M Sell
181,300
-171,700
-49% -$1.82M 0.16% 186
2014
Q1
$3.81M Buy
353,000
+258,200
+272% +$2.79M 0.45% 37
2013
Q4
$1.06M Sell
94,800
-60,700
-39% -$681K 0.11% 282
2013
Q3
$1.74M Buy
155,500
+137,700
+774% +$1.54M 0.2% 147
2013
Q2
$192K Buy
+17,800
New +$192K 0.03% 552