Nine Chapters Capital Management’s Prospect Capital PSEC Stock Holding History

Nine Chapters Capital Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-27,900	Closed	-$199K	–	428
2015 Q3	$199K	Buy	+27,900	New	+$208K	0.02%	834
2014 Q3	–	Sell	-181,300	Closed	-$1.93M	–	1136
2014 Q2	$1.93M	Sell	181,300 -171,700	-49%	-$1.78M	0.16%	186
2014 Q1	$3.81M	Buy	353,000 +258,200	+272%	+$2.86M	0.45%	37
2013 Q4	$1.06M	Sell	94,800 -60,700	-39%	-$683K	0.11%	282
2013 Q3	$1.74M	Buy	155,500 +137,700	+774%	+$1.53M	0.2%	147
2013 Q2	$192K	Buy	+17,800	New	+$191K	0.03%	552

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Nine Chapters Capital Management's PSEC Position: Q4 2015 in Review

Nine Chapters Capital Management sold out of Prospect Capital (PSEC) in Q4 2015, closing a stake of 27,900 shares — an estimated $199K sold.

Nine Chapters Capital Management first reported a position in PSEC in Q2 2013 and held it in 6 quarters. The position peaked at $3.81M in Q1 2014. 206 funds tracked by Wall St. Rank hold PSEC as of Q4 2015.

Nine Chapters Capital Management reported no remaining Prospect Capital position as of Q4 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 27,900 Prospect Capital shares in Q4 2015, an estimated $199K.
Nine Chapters Capital Management first reported a position in Prospect Capital in Q2 2013 and held it in 6 quarters.
Nine Chapters Capital Management's Prospect Capital position peaked at $3.81M in Q1 2014.
206 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2015.

Based on Nine Chapters Capital Management's 13F filing for Q4 2015.