Carnick & Kubik’s Prospect Capital PSEC Stock Holding History

Carnick & Kubik’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$2K	Buy	+320	New	+$2.13K	﹤0.01%	961
2015 Q4	–	Sell	-320	Closed	-$2.28K	–	261
2015 Q3	$2.28K	Buy	+320	New	+$2.38K	﹤0.01%	375
2014 Q4	–	Sell	-129,807	Closed	-$1.28M	–	125
2014 Q3	$1.28M	Buy	129,807 +512	+0.4%	+$5.4K	1.18%	22
2014 Q2	$1.37M	Buy	129,295 +1,100	+0.9%	+$11.4K	1.37%	22
2014 Q1	$1.39M	Buy	128,195 +1,525	+1%	+$16.9K	1.32%	16
2013 Q4	$1.42M	Sell	126,670 -1,275	-1%	-$14.3K	1.29%	15
2013 Q3	$1.43M	Sell	127,945 -3,975	-3%	-$44.1K	2.19%	8
2013 Q2	$1.43M	Buy	+131,920	New	+$1.41M	1.76%	8

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Carnick & Kubik's PSEC Position: Q1 2016 in Review

Carnick & Kubik opened a new position in Prospect Capital (PSEC) in Q1 2016: 320 shares worth $2K. The stake represents ﹤0.01% of the portfolio and ranks #961 among its holdings. This is a return to the name: Carnick & Kubik previously reported a position in PSEC as recently as Q3 2015.

Carnick & Kubik first reported a position in PSEC in Q2 2013 and has held it in 8 quarters since. The position peaked at $1.43M in Q3 2013. 217 funds tracked by Wall St. Rank hold PSEC as of Q1 2016.

Carnick & Kubik held 320 shares of Prospect Capital worth $2K as of Q1 2016.
Prospect Capital was a new Carnick & Kubik position in Q1 2016.
Prospect Capital made up ﹤0.01% of Carnick & Kubik's portfolio in Q1 2016, its #961 holding.
Carnick & Kubik first reported a position in Prospect Capital in Q2 2013 and has held it in 8 quarters since.
Carnick & Kubik's Prospect Capital position peaked at $1.43M in Q3 2013.
217 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2016.

Based on Carnick & Kubik's 13F filing for Q1 2016, filed 12 May 2016.