Northpointe Capital’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-137,555	Closed	-$1.46M	–	262
2014 Q2	$1.46M	Buy	+137,555	New	+$1.46M	0.14%	190