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Principal Spectrum Preferred Securities Active ETF

125 hedge funds and large institutions have $1.03B invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 60 increasing their positions, 36 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 36

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

8% more capital invested

Capital invested by funds: $951M → $1.03B (+$76.9M)

2% more funds holding

Funds holding: 123125 (+2)

1.33% more ownership

Funds ownership: 77.26%78.59% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
125
Holders Change
+2
Holders Change %
+1.63%
% of All Funds
1.64%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
13
Increased
60
Reduced
36
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BPAMU
76
BTG Pactual Asset Management US
New York
$572K +$40.1K +2,111 +8%
UB
77
UMB Bank
Missouri
$554K -$476K -25,072 -46%
PFPT
78
Pinnacle Financial Partners (Tennessee)
Tennessee
$526K -$53.4K -2,812 -9%
Citadel Advisors
79
Citadel Advisors
Florida
$505K +$501K +26,385 New
HWMO
80
Heritage Wealth Management (Ohio)
Ohio
$495K +$11K +582 +2%
EHC
81
Everett Harris & Co
California
$450K
MW
82
MBL Wealth
North Carolina
$440K +$437K +23,000 New
Cambridge Investment Research Advisors
83
Cambridge Investment Research Advisors
Iowa
$434K +$17.4K +919 +4%
RFA
84
Resurgent Financial Advisors
Georgia
$419K +$220K +11,604 +113%
SI
85
Stephens Inc
Arkansas
$396K +$5.14K +271 +1%
FWA
86
FSC Wealth Advisors
New York
$392K +$53.1K +2,800 +16%
WA
87
Whipplewood Advisors
Colorado
$379K +$4.46K +235 +1%
PTP
88
Platform Technology Partners
New York
$364K
XF
89
XML Financial
Maryland
$363K +$4.35K +229 +1%
BCM
90
Boreal Capital Management
Florida
$322K -$951K -50,076 -75%
WC
91
Whitney & Co
New York
$316K
JCM
92
Jacobi Capital Management
Pennsylvania
$305K -$16.5K -869 -5%
ASN
93
Advisory Services Network
Georgia
$301K +$298K +15,712 New
EFG
94
Ehrlich Financial Group
California
$290K -$27.6K -1,453 -9%
AWA
95
Adapt Wealth Advisors
Georgia
$285K +$282K +14,874 New
VA
96
VestGen Advisors
Illinois
$281K
AWM
97
Axxcess Wealth Management
California
$260K +$152 +8 +0.1%
Cetera Investment Advisers
98
Cetera Investment Advisers
Illinois
$246K +$244K +12,836 New
SPF
99
South Plains Financial
Texas
$225K
MSFS
100
Main Street Financial Solutions
Pennsylvania
$221K +$2.66K +140 +1%

PREF Hedge Fund Activity: Q3 2025 in Review

125 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q3 2025, worth a combined $1.03B — up 8.1% from $951M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PREF positions and 11 closed out — a net gain of 2 holders — while 60 added to existing stakes and 36 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $20.5M. The largest seller was KWB Wealth, exiting entirely with an estimated $3.92M sold.

  • 125 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q3 2025, up from 123 in Q2 2025.
  • Funds reported $1.03B of Principal Spectrum Preferred Securities Active ETF stock for Q3 2025, up 8.1% quarter-over-quarter.
  • 13 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q3 2025 and 11 closed out, a net change of +2 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q3 2025 was Ameriprise, an estimated $20.5M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q3 2025 was KWB Wealth, an estimated $3.92M sold.

Based on aggregated 13F filings for Q3 2025.