Whipplewood Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Whipplewood Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$161K	Sell	8,430 -11,881	-58%	-$226K	0.11%	102
2026 Q1	$382K	Buy	20,311 +224	+1%	+$4.27K	0.2%	95
2025 Q4	$383K	Buy	20,087 +269	+1%	+$5.13K	0.25%	91
2025 Q3	$379K	Buy	19,818 +235	+1%	+$4.46K	0.25%	93
2025 Q2	$371K	Buy	19,583 +18,883	+2,698%	+$352K	0.2%	115
2025 Q1	$407K	Sell	700 -19,412	-97%	-$363K	0.24%	96
2024 Q4	$374K	Buy	+20,112	New	+$376K	0.21%	100

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Whipplewood Advisors's PREF Position: Q2 2026 in Review

Whipplewood Advisors reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 58% in Q2 2026, selling an estimated $226K and leaving 8,430 shares worth $161K. The position accounts for 0.11% of the portfolio, ranked #102.

Whipplewood Advisors first reported a position in PREF in Q4 2024 and has held it in 7 quarters since. The position peaked at $407K in Q1 2025. 135 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Whipplewood Advisors held 8,430 shares of Principal Spectrum Preferred Securities Active ETF worth $161K as of Q2 2026.
Whipplewood Advisors sold 11,881 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $226K.
Principal Spectrum Preferred Securities Active ETF made up 0.11% of Whipplewood Advisors's portfolio in Q2 2026, its #102 holding.
Whipplewood Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2024 and has held it in 7 quarters since.
Whipplewood Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $407K in Q1 2025.
135 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Whipplewood Advisors's 13F filing for Q2 2026, filed 27 Jul 2026.